Data / Investment advisers / New York / Fenix Trading
Fenix Trading, New York, NY: $160 million AUM, SEC registered investment adviser
Fenix Trading is an SEC registered investment adviser with its main office in New York, New York and reports $160 million in regulatory assets under management in its Form ADV filed February 18, 2026. Its clients include high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 291069
- SEC file number
- 801-112181
- SEC status
- Approved, effective December 14, 2017
- Legal name
- Fenix Asset Management, LLC
- Main office
- One World Trade Center 85th Floor, New York, NY 10007
- Phone
- (646) 652-6561
- Regulatory AUM
- $160,423,060 in the Form ADV filed February 18, 2026
- Discretionary AUM
- $135,221,065
- Non discretionary AUM
- $25,201,995
- Accounts
- 447
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- February 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 343 | $99.9 million |
| Corporations or other businesses | 104 | $60.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $160.4 million | February 18, 2026 |
| December 1, 2025 | $132.8 million | March 21, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Totem Macro Asset Management LP | New York | $166.6 million | 1 | adviserinfo.sec.gov |
| Asa Asset Management LLC | New York | $164.6 million | 18 | adviserinfo.sec.gov |
| Nihon Global Growth Partners Management, Inc. | New York | $163.3 million | 3 | adviserinfo.sec.gov |
| Pincus Capital Management, LP | New York | $161.5 million | Not listed | adviserinfo.sec.gov |
| Summation Capital Management, L.P. | New York | $160.6 million | 9 | adviserinfo.sec.gov |
| Phoenician Capital LLC | New York | $158.8 million | 1 | adviserinfo.sec.gov |
| H Partners Management LLC | New York | $158.1 million | 2 | adviserinfo.sec.gov |
| Clarus Group LLC | New York | $158 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Fenix Trading on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.