Data / Investment advisers / Texas / Emc Capital Management, LLC
Emc Capital Management, LLC, Houston, TX: $219 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Emc Capital Management, LLC is an SEC registered investment adviser with its main office in Houston, Texas and reports $219 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 1 private fund.
The request: Watch Emc Capital Management, LLC (CRD number 167761): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 167761
- SEC file number
- 801-125724
- SEC status
- Approved, effective May 23, 2022
- Main office
- 6363 Woodway Drive Suite 763, Houston, TX 77057
- Phone
- (832) 231-0130
- Website
- emccap.com
- Regulatory AUM
- $218,888,113 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $218,888,113
- Accounts
- 18
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $71,983,165
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 17 | $146.9 million |
| Pooled investment vehicles | 1 | $72 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $218.9 million | March 18, 2026 |
| December 1, 2025 | $178.9 million | April 14, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Awaken Wealth Partners LLC | Houston | $237.3 million | Not listed | adviserinfo.sec.gov |
| A3 Capital Advisors | Houston | $236.8 million | Not listed | adviserinfo.sec.gov |
| Calderwood Financial Strategies, Inc. | Houston | $228.5 million | Not listed | adviserinfo.sec.gov |
| KWK Management LLC | Houston | $227.6 million | 2 | adviserinfo.sec.gov |
| McAlister, Sweet & Associates, Inc. | Houston | $224.2 million | Not listed | adviserinfo.sec.gov |
| Jackson Hill Advisors, LLC | Houston | $217.9 million | 1 | adviserinfo.sec.gov |
| Parker Financial Advisors LLC | Houston | $217.6 million | Not listed | adviserinfo.sec.gov |
| Terraform Wealth, LLC | Houston | $207.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Emc Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.