Data / Investment advisers / Texas / CAZ GP Stakes Adviser LLC
CAZ GP Stakes Adviser LLC, Houston, TX: $99 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
CAZ GP Stakes Adviser LLC is an SEC registered investment adviser with its main office in Houston, Texas and reports $99 million in regulatory assets under management in its Form ADV filed March 11, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch CAZ GP Stakes Adviser LLC (CRD number 338168): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 338168
- SEC file number
- 801-134494
- SEC status
- Approved, effective November 13, 2025
- Main office
- 1360 Post Oak Blvd 22nd Floor, Houston, TX 77056
- Phone
- (713) 403-8250
- Regulatory AUM
- $99,029,519 in the Form ADV filed March 11, 2026
- Discretionary AUM
- $99,029,519
- Accounts
- 1
- Employees
- 83, of which 68 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $99 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $99 million | March 11, 2026 |
| December 1, 2025 | Not listed | September 5, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Emergent Capital Advisors, LLC | Houston | $124.1 million | 1 | adviserinfo.sec.gov |
| Integra Wealth Advisors, LLC | Houston | $117.3 million | Not listed | adviserinfo.sec.gov |
| Third Gear Capital Management LP | Houston | $115.7 million | 1 | adviserinfo.sec.gov |
| Finamex Asset Management, LLC | Houston | $113.9 million | Not listed | adviserinfo.sec.gov |
| Catalyst Wealth Management LLC | Houston | $105 million | Not listed | adviserinfo.sec.gov |
| Burke Wealth Management, LLC | Houston | $95.2 million | Not listed | adviserinfo.sec.gov |
| Mercury Fund | Houston | Not listed | 45 | adviserinfo.sec.gov |
| Sagestreet | Houston | Not listed | 44 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $50 million to $100 million in AUM
- Advisers serving investment companies
- CAZ GP Stakes Adviser LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.