Data / Investment advisers / California / Castle Creek Capital
Castle Creek Capital, San Diego, CA: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Castle Creek Capital is an SEC registered investment adviser with its main office in San Diego, California and reports $1.1 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 9 private funds.
The request: Watch Castle Creek Capital (CRD number 158079): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 158079
- SEC file number
- 801-72923
- SEC status
- Approved, effective January 3, 2011
- Legal name
- Castle Creek Advisors IV LLC
- Main office
- 11682 El Camino Real Suite 320, San Diego, CA 92130
- Phone
- (858) 756-8300
- Regulatory AUM
- $1,135,436,615 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $1,134,925,847
- Non discretionary AUM
- $510,768
- Accounts
- 11
- Employees
- 12, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 9: 9 private equity funds
- Gross assets of private funds
- $1,058,542,385
- Other offices
- 1
- Umbrella registration
- 2 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 10 | $1.13 billion |
| Corporations or other businesses | Fewer than 5 | $510,768 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.14 billion | March 30, 2026 |
| December 1, 2025 | $1.18 billion | October 22, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nicholas Investment Partners, L.P. | San Diego | $1.45 billion | 3 | adviserinfo.sec.gov |
| Denali Advisors, LLC | San Diego | $1.39 billion | 1 | adviserinfo.sec.gov |
| Cascade Financial Partners, LLC | San Diego | $1.38 billion | Not listed | adviserinfo.sec.gov |
| Seaside Equity Partners | San Diego | $1.37 billion | 9 | adviserinfo.sec.gov |
| Centura Wealth Advisory | San Diego | $1.20 billion | Not listed | adviserinfo.sec.gov |
| Christopher Weil & Co Inc | San Diego | $896.2 million | Not listed | adviserinfo.sec.gov |
| Financial Sense Advisors, Inc. | San Diego | $835.6 million | Not listed | adviserinfo.sec.gov |
| Creative Capital Management Investments LLC | San Diego | $780.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Castle Creek Capital on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.