Data / Investment advisers / California / Caregen Wealth Management
Caregen Wealth Management, San Mateo, CA: $110 million AUM, SEC registered investment adviser
Caregen Wealth Management is an SEC registered investment adviser with its main office in San Mateo, California and reports $110 million in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 315313
- SEC file number
- 801-137047
- SEC status
- Approved, effective August 19, 2026
- Legal name
- Caregen Wealth Management LLC
- Main office
- 1825 S. Grant Street Suite 200, San Mateo, CA 94402
- Phone
- (650) 288-3060
- Website
- caregenwealth.com
- Regulatory AUM
- $109,926,074 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $109,926,074
- Accounts
- 150
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 29 | $101.1 million |
| Individuals (other than high net worth individuals) | 22 | $8.8 million |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kestrel Investment Management Corp | San Mateo | $180 million | 1 | adviserinfo.sec.gov |
| International Asset Management | San Mateo | $173.1 million | Not listed | adviserinfo.sec.gov |
| Clear Retirement Advice LLC | San Mateo | $153.4 million | Not listed | adviserinfo.sec.gov |
| Bucher Wealth Advisors | San Mateo | $146.9 million | Not listed | adviserinfo.sec.gov |
| Tano Capital, LLC | San Mateo | $138 million | 1 | adviserinfo.sec.gov |
| Portfolia Venture Management, LLC | San Mateo | Not listed | 35 | adviserinfo.sec.gov |
| DFJ Growth | San Mateo | Not listed | 21 | adviserinfo.sec.gov |
| Sierra Ventures Management III, L.L.C. | San Mateo | Not listed | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Caregen Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.