Data / Investment advisers / California / Capital Bank and Trust Company
Capital Bank and Trust Company, Irvine, CA: $257 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capital Bank and Trust Company is an SEC registered investment adviser with its main office in Irvine, California and reports $257 billion in regulatory assets under management in its Form ADV filed October 7, 2026. Its clients include pooled investment vehicles, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Capital Bank and Trust Company (CRD number 170017): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 170017
- SEC file number
- 801-79234
- SEC status
- Approved, effective February 26, 2014
- Main office
- 6455 Irvine Center Drive, Irvine, CA 92618
- Phone
- (949) 975-5000
- Regulatory AUM
- $257,020,193,687 in the Form ADV filed October 7, 2026
- Discretionary AUM
- $257,020,193,687
- Accounts
- 595
- Employees
- 106
- Form of organization
- Federal Savings Bank
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 63 | $252.36 billion |
| High net worth individuals | 511 | $4.03 billion |
| Charitable organizations | 14 | $627.4 million |
| Pension and profit sharing plans | 3 | Not listed |
| Insurance companies | 2 | Not listed |
| State or municipal government entities | 1 | Not listed |
| Corporations or other businesses | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $257.02 billion | October 7, 2026 |
| October 2, 2026 | $250.98 billion | September 25, 2026 |
| December 1, 2025 | $139.29 billion | September 26, 2025 |
Other advisers in Irvine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pathway Capital Management, LP | Irvine | $97.82 billion | 103 | adviserinfo.sec.gov |
| Acorns | Irvine | $13.39 billion | Not listed | adviserinfo.sec.gov |
| Fpa Real Estate Advisers Group, LLC | Irvine | $7.97 billion | 9 | adviserinfo.sec.gov |
| Index Fund Advisors, Inc. | Irvine | $5.93 billion | Not listed | adviserinfo.sec.gov |
| Sabal Investment Advisors, LLC | Irvine | $5.83 billion | 7 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Irvine, CA
- Investment advisers in California
- Advisers with Over $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Capital Bank and Trust Company on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.