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Data / Investment advisers / Serving pooled investment vehicles / Alabama

Investment advisers in Alabama serving pooled investment vehicles: 22 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

22 SEC registered investment advisers with a main office in Alabama report pooled investment vehicles among their clients in Form ADV item 5.D, and together they attribute $18.1 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Harbert Fund Advisors, LLC.

The request: Every investment adviser in Alabama that serves pooled investment vehicles, with AUM, phone and website. $10 of work on sign-up, no card.

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  • 22Advisers
  • $18.1 billionAUM from this client type
  • 19Advisers over $100 million
  • November 2, 2026File date

Advisers in Alabama serving pooled investment vehicles

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Harbert Fund Advisors, LLCBirmingham44$7.82 billion$7.82 billionadviserinfo.sec.gov
Waverly Advisors, LLCBirmingham27$1.85 billion$29.87 billionadviserinfo.sec.gov
Arlington Partners LLCBirmingham15$1.71 billion$2.31 billionadviserinfo.sec.gov
Resource Management Service, LLCBirmingham5$1.54 billion$5.92 billionadviserinfo.sec.gov
Highland Associates IncBirmingham4$1.48 billion$20.99 billionadviserinfo.sec.gov
Vulcan Value Partners LLCBirmingham7$949 million$6.08 billionadviserinfo.sec.gov
Anderson Growth Partners, LLCBirmingham37$839.3 million$1.01 billionadviserinfo.sec.gov
Forager Capital Management, LLCBirmingham2$352.9 million$352.9 millionadviserinfo.sec.gov
Cook & Bynum Capital Management, LLCBirmingham3$278.2 million$359.8 millionadviserinfo.sec.gov
New Capital PartnersBirmingham5$232.6 million$232.6 millionadviserinfo.sec.gov
Brookline Investments, Inc.Birmingham7$222.5 million$281.5 millionadviserinfo.sec.gov
Oneascent Investment Solutions, LLCBirmingham5$155.2 million$987.2 millionadviserinfo.sec.gov
Featheringill Capital, LLCBirmingham6$142.9 million$142.9 millionadviserinfo.sec.gov
Mainsail Asset Management, LLCBirmingham5$133.7 million$598.8 millionadviserinfo.sec.gov
Abacus Investments LLCBirmingham2$105.9 million$105.9 millionadviserinfo.sec.gov
McKinney Capital, LLCBirmingham4$91 million$91 millionadviserinfo.sec.gov
Bonaventure Capital, LLCBirmingham5$57.8 million$493.8 millionadviserinfo.sec.gov
Park Lane Advisors, LLCBirmingham3$49.4 million$799 millionadviserinfo.sec.gov
Oneascent CapitalBirmingham2$24.1 million$55.6 millionadviserinfo.sec.gov
Fidelis Capital, LLCBirmingham1$12 million$18.3 millionadviserinfo.sec.gov
ColarionMountain Brook1$8.2 million$188.3 millionadviserinfo.sec.gov
Keel Point, LLCHuntsville1$420$4.07 billionadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.