Data / Investment advisers / California / Whitman/Peterson, LLC
Whitman/Peterson, LLC, Westlake Village, CA: $2.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Whitman/Peterson, LLC is an SEC registered investment adviser with its main office in Westlake Village, California and reports $2.4 billion in regulatory assets under management in its Form ADV filed April 29, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 6 private funds.
The request: Watch Whitman/Peterson, LLC (CRD number 296087): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 296087
- SEC file number
- 801-119061
- SEC status
- Approved, effective July 15, 2020
- Main office
- 3075 Townsgate Road Suite 210, Westlake Village, CA 91361
- Phone
- (818) 483-1060
- Website
- whitmanpeterson.com
- Regulatory AUM
- $2,366,598,704 in the Form ADV filed April 29, 2026
- Discretionary AUM
- $2,366,598,704
- Accounts
- 6
- Employees
- 26, of which 26 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 6: 6 real estate funds
- Gross assets of private funds
- $2,366,598,704
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $2.37 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $2.37 billion | April 29, 2026 |
| April 1, 2026 | $2.35 billion | March 27, 2026 |
| December 1, 2025 | $1.98 billion | April 28, 2025 |
Other advisers in Westlake Village
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pnmac Capital Management, LLC | Westlake Village | $21.35 billion | Not listed | adviserinfo.sec.gov |
| One Capital Management, LLC | Westlake Village | $8.53 billion | Not listed | adviserinfo.sec.gov |
| Manchester Financial Inc | Westlake Village | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Alliance Advisory & Securities, LLC | Westlake Village | $687.4 million | Not listed | adviserinfo.sec.gov |
| Cruden Bay Investment Management, LLC | Westlake Village | $663.1 million | Not listed | adviserinfo.sec.gov |
| FMB Wealth Management | Westlake Village | $615.7 million | Not listed | adviserinfo.sec.gov |
| Alteri Wealth | Westlake Village | $566.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Westlake Village, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Whitman/Peterson, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.