Data / Investment advisers / Washington / Wealth Asset Managers
Wealth Asset Managers, Spokane, WA: $322 million AUM, SEC registered investment adviser
Wealth Asset Managers is an SEC registered investment adviser with its main office in Spokane, Washington and reports $322 million in regulatory assets under management in its Form ADV filed September 5, 2026. Its clients include individuals, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 14377
- SEC file number
- 801-41346
- SEC status
- Approved, effective May 7, 1992
- Legal name
- Nelson Securities,Inc.
- Main office
- 7307 N. Division St. Suite 220, Spokane, WA 99208
- Phone
- (509) 838-1313
- Website
- nelsonsecurities.com
- Regulatory AUM
- $321,863,711 in the Form ADV filed September 5, 2026
- Discretionary AUM
- $294,890,524
- Non discretionary AUM
- $26,973,187
- Accounts
- 2,006
- Employees
- 15, of which 9 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,996 | $318.9 million |
| Corporations or other businesses | 7 | $1.7 million |
| Pension and profit sharing plans | Fewer than 5 | $829,221 |
| Charitable organizations | Fewer than 5 | $358,037 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| September 1, 2026 | $321.9 million | August 9, 2026 |
| December 1, 2025 | $272 million | July 21, 2025 |
Other advisers in Spokane
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Richards Merrill Wealth Management | Spokane | $643.6 million | Not listed | adviserinfo.sec.gov |
| Vickerman Investment Advisors, Inc. | Spokane | $632.3 million | Not listed | adviserinfo.sec.gov |
| Fellowship Financial Planning | Spokane | $465.3 million | Not listed | adviserinfo.sec.gov |
| MB Gen Wealth | Spokane | $404.4 million | Not listed | adviserinfo.sec.gov |
| Lodestone Wealth Management LLC | Spokane | $346.5 million | Not listed | adviserinfo.sec.gov |
| Columbia Advisory Partners, LLC | Spokane | $312.6 million | 2 | adviserinfo.sec.gov |
| Griffiths, Dreher & Evans, P.S., Cpas | Spokane | $311.4 million | Not listed | adviserinfo.sec.gov |
| Financial Forum, Inc. | Spokane | $285.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Spokane, WA
- Investment advisers in Washington
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving corporations and other businesses
- Wealth Asset Managers on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.