Data / Investment advisers / New Jersey / Traphagen Financial Group
Traphagen Financial Group, Oradell, NJ: $2.3 billion AUM, SEC registered investment adviser
Traphagen Financial Group is an SEC registered investment adviser with its main office in Oradell, New Jersey and reports $2.3 billion in regulatory assets under management in its Form ADV filed March 2, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 107764
- SEC file number
- 801-56130
- SEC status
- Approved, effective January 7, 1999
- Legal name
- Traphagen Investment Advisors LLC
- Main office
- 234 Kinderkamack Rd, Oradell, NJ 07649
- Phone
- (201) 262-1040
- Regulatory AUM
- $2,278,123,079 in the Form ADV filed March 2, 2026
- Discretionary AUM
- $2,172,420,767
- Non discretionary AUM
- $105,702,312
- Accounts
- 2,038
- Employees
- 18, of which 16 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 561 | $1.82 billion |
| Individuals (other than high net worth individuals) | 1,361 | $254.1 million |
| Pension and profit sharing plans | 110 | $198.4 million |
| Charitable organizations | 6 | $4.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.28 billion | March 2, 2026 |
| December 1, 2025 | $1.90 billion | March 18, 2025 |
Other advisers in New Jersey
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Valley Wealth Managers, Inc. | Paramus | $2.69 billion | Not listed | adviserinfo.sec.gov |
| Pine Valley Investments | Marlton | $2.67 billion | 2 | adviserinfo.sec.gov |
| Withum Wealth Management | Red Bank | $2.34 billion | Not listed | adviserinfo.sec.gov |
| RSW Investments | Summit | $2.30 billion | Not listed | adviserinfo.sec.gov |
| TLG Advisors, Inc. | Summit | $2.30 billion | Not listed | adviserinfo.sec.gov |
| Passaic Partners LLC | Newark | $2.24 billion | 2 | adviserinfo.sec.gov |
| Condor Capital Wealth Management | Martinsville | $2.18 billion | Not listed | adviserinfo.sec.gov |
| Roundview Capital, LLC | Princeton | $2.13 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Jersey
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Traphagen Financial Group on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.