Data / Investment advisers / Puerto Rico / The Phoenix Fund Advisor LLC
The Phoenix Fund Advisor LLC, Guaynabo, PR: $596 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Phoenix Fund Advisor LLC is an SEC registered investment adviser with its main office in Guaynabo, Puerto Rico and reports $596 million in regulatory assets under management in its Form ADV filed October 13, 2025. Its clients include pooled investment vehicles. It is paid through performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 316384
- SEC file number
- 801-128408
- SEC status
- Approved, effective July 26, 2023
- Main office
- Villa Caparra, 243 PR State Road No. 2, Guaynabo, PR 00969
- Phone
- (787) 510-6600
- Website
- phoenixfund.com
- Regulatory AUM
- $596,381,715 in the Form ADV filed October 13, 2025
- Discretionary AUM
- $596,381,715
- Accounts
- 2
- Employees
- 15, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- performance based fees
- Private funds
- 1: 1 private equity fund
- Gross assets of private funds
- $603,957,947
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- October 13, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $596.4 million |
Other advisers in Guaynabo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Mission Prime LLC | Guaynabo | $2.35 billion | Not listed | adviserinfo.sec.gov |
| Connelly Capital Management LLC | Guaynabo | $1.05 billion | 38 | adviserinfo.sec.gov |
| Freedom Advisory | Guaynabo | $880.6 million | Not listed | adviserinfo.sec.gov |
| X-Square Capital | Guaynabo | $790.9 million | 3 | adviserinfo.sec.gov |
| Atlas Asset Management LLC | Guaynabo | $700.6 million | Not listed | adviserinfo.sec.gov |
| Universal Financial Services Inc. | Guaynabo | $324.6 million | Not listed | adviserinfo.sec.gov |
| Arco Global Management, LLC | Guaynabo | $260.4 million | 1 | adviserinfo.sec.gov |
| Sygnus Capital PR LLC | Guaynabo | $236.2 million | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Guaynabo, PR
- Investment advisers in Puerto Rico
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- The Phoenix Fund Advisor LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.