Data / Investment advisers / Missouri / SFC Financial LLC
SFC Financial LLC, Sunset Hills, MO: $208 million AUM, SEC registered investment adviser
SFC Financial LLC is an SEC registered investment adviser with its main office in Sunset Hills, Missouri and reports $208 million in regulatory assets under management in its Form ADV filed October 29, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 129817
- SEC file number
- 801-107167
- SEC status
- Approved, effective January 22, 2016
- Main office
- 3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127
- Phone
- (314) 842-2001
- Website
- sfcfin.com
- Regulatory AUM
- $208,271,173 in the Form ADV filed October 29, 2026
- Non discretionary AUM
- $208,271,173
- Accounts
- 251
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 40 | $201.4 million |
| Individuals (other than high net worth individuals) | 37 | $6.6 million |
| Charitable organizations | 1 | $246,669 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $208.3 million | March 25, 2026 |
| December 1, 2025 | $180.9 million | February 28, 2025 |
Other advisers in Missouri
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sterling Investment Advisors,Llc | Bolivar | $229.3 million | Not listed | adviserinfo.sec.gov |
| McCartney Wealth Management LLC | Saint Louis | $220.7 million | Not listed | adviserinfo.sec.gov |
| Ekon Advisors, LLC | St. Louis | $219.8 million | Not listed | adviserinfo.sec.gov |
| Wealthcare Asset Management, LLC | Springfield | $210.8 million | Not listed | adviserinfo.sec.gov |
| Renaud & Company, LLC | O'Fallon | $210.7 million | Not listed | adviserinfo.sec.gov |
| Commercial Trust Financial Services | Fayette | $204.1 million | Not listed | adviserinfo.sec.gov |
| Maxele Advisors, LLC | Webster Groves | $201.6 million | Not listed | adviserinfo.sec.gov |
| Belmont Private Wealth | Chesterfield | $192.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Missouri
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- SFC Financial LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.