Data / Investment advisers / Sarona Asset Management Inc.
Sarona Asset Management Inc., Kitchener, Canada: $339 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Sarona Asset Management Inc. is an SEC registered investment adviser with its main office in Kitchener, Canada and reports $339 million in regulatory assets under management in its Form ADV filed October 2, 2026. Its clients include sovereign wealth funds and foreign official institutions and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
The request: Watch Sarona Asset Management Inc. (CRD number 160963): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 160963
- SEC file number
- 801-76668
- SEC status
- Approved, effective May 14, 2012
- Main office
- The Catalyst Commons, 210-137 Glasgow Street Ontario, Kitchener, Canada N2G 4X8
- Phone
- (519) 883-7557
- Website
- emiif.fund
- Regulatory AUM
- $339,154,831 in the Form ADV filed October 2, 2026
- Discretionary AUM
- $166,798,094
- Non discretionary AUM
- $172,356,737
- Accounts
- 4
- Employees
- 29, of which 10 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 private equity funds
- Gross assets of private funds
- $212,226,106
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Sovereign wealth funds and foreign official institutions | 1 | $172.4 million |
| Pooled investment vehicles | 3 | $166.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $339.2 million | September 30, 2026 |
| December 1, 2025 | $363 million | August 5, 2025 |
Also on SpecStream
- Advisers with $100 million to $500 million in AUM
- Advisers serving sovereign wealth funds and foreign official institutions
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Sarona Asset Management Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.