Data / Investment advisers / Ohio / Riverview Research, LLC
Riverview Research, LLC, Independence, OH: $991 million AUM, SEC registered investment adviser
Riverview Research, LLC is an SEC registered investment adviser with its main office in Independence, Ohio and reports $991 million in regulatory assets under management in its Form ADV filed March 6, 2026. Its clients include corporations and other businesses, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 162318
- SEC file number
- 801-78821
- SEC status
- Approved, effective November 26, 2013
- Main office
- 6595 Brecksville Road Suite 3, Independence, OH 44131
- Phone
- (216) 573-0420
- Website
- riverviewresearch.com
- Regulatory AUM
- $990,832,813 in the Form ADV filed March 6, 2026
- Discretionary AUM
- $898,334,995
- Non discretionary AUM
- $92,497,818
- Accounts
- 165
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | Fewer than 5 | $562.8 million |
| High net worth individuals | 28 | $288.2 million |
| Pension and profit sharing plans | Fewer than 5 | $123.8 million |
| Charitable organizations | 6 | $16.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $990.8 million | March 6, 2026 |
| December 1, 2025 | $866.2 million | March 21, 2025 |
Other advisers in Independence
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Idr Investment Management, LLC | Independence | $10.19 billion | 6 | adviserinfo.sec.gov |
| Fairway Wealth Management LLC | Independence | $2.98 billion | Not listed | adviserinfo.sec.gov |
| Strategic Wealth Partners, LTD. | Independence | $1.64 billion | Not listed | adviserinfo.sec.gov |
| Tempo Wealth | Independence | $804.3 million | Not listed | adviserinfo.sec.gov |
| Prasad Wealth Partners | Independence | $572.1 million | Not listed | adviserinfo.sec.gov |
| Edgewater Capital Partners | Independence | $466.8 million | 4 | adviserinfo.sec.gov |
| Gatepass Capital, LLC | Independence | $299.1 million | 3 | adviserinfo.sec.gov |
| Independence Wealth Advisors, LLC | Independence | $210.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Independence, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving corporations and other businesses
- Advisers serving high net worth individuals
- Riverview Research, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.