Data / Investment advisers / Illinois / Riverpoint Wealth Management
Riverpoint Wealth Management, Chicago, IL: $906 million AUM, SEC registered investment adviser
Riverpoint Wealth Management is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $906 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 168346
- SEC file number
- 801-78487
- SEC status
- Approved, effective September 10, 2013
- Legal name
- Riverpoint Wealth Management Holdings, LLC
- Main office
- 200 South Wacker Drive Suite 2330, Chicago, IL 60606
- Phone
- (312) 239-1330
- Regulatory AUM
- $906,237,138 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $906,237,138
- Accounts
- 1,060
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 150 | $891 million |
| Individuals (other than high net worth individuals) | 66 | $15.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $906.2 million | March 27, 2026 |
| December 1, 2025 | $747.8 million | July 22, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Chicago Atlantic Advisers, LLC | Chicago | $970.3 million | 9 | adviserinfo.sec.gov |
| The Mosaic Financial Group, LLC | Chicago | $948.7 million | Not listed | adviserinfo.sec.gov |
| Cedar Street Asset Management LLC | Chicago | $938.4 million | 3 | adviserinfo.sec.gov |
| Financial Solutions Advisory Group | Chicago | $935 million | Not listed | adviserinfo.sec.gov |
| GLS Capital, LLC | Chicago | $924.7 million | 4 | adviserinfo.sec.gov |
| Studio Investment Management | Chicago | $903 million | Not listed | adviserinfo.sec.gov |
| Prairie Capital | Chicago | $869.9 million | 6 | adviserinfo.sec.gov |
| KKM Financial LLC | Chicago | $865.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Riverpoint Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.