Data / Investment advisers / Illinois / Rai Wealth
Rai Wealth, Naperville, IL: $531 million AUM, SEC registered investment adviser
Rai Wealth is an SEC registered investment adviser with its main office in Naperville, Illinois and reports $531 million in regulatory assets under management in its Form ADV filed March 11, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, fixed fees and commissions.
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- Registration
- SEC registered investment adviser
- CRD number
- 324695
- SEC file number
- 801-127594
- SEC status
- Approved, effective April 5, 2023
- Legal name
- Brown Wealth Management, LLC
- Main office
- 1700 Park Street, Suite 106, Naperville, IL 60563
- Phone
- (630) 733-8434
- Website
- raiwealth.com
- Regulatory AUM
- $530,789,306 in the Form ADV filed March 11, 2026
- Discretionary AUM
- $472,998,575
- Non discretionary AUM
- $57,790,731
- Accounts
- 1,220
- Employees
- 12, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 137 | $358 million |
| Individuals (other than high net worth individuals) | 281 | $87.8 million |
| Pension and profit sharing plans | 15 | $57.8 million |
| Charitable organizations | 15 | $23.2 million |
| Corporations or other businesses | 2 | $4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $530.8 million | March 11, 2026 |
| December 1, 2025 | $408.6 million | May 2, 2025 |
Other advisers in Naperville
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Calamos Wealth Management LLC | Naperville | $5.48 billion | Not listed | adviserinfo.sec.gov |
| Lantz Financial LLC | Naperville | $994.1 million | Not listed | adviserinfo.sec.gov |
| Intentgen Financial Partners | Naperville | $756.6 million | Not listed | adviserinfo.sec.gov |
| Stenger Family Office, LLC | Naperville | $734.9 million | Not listed | adviserinfo.sec.gov |
| DHJJ Financial Advisors | Naperville | $623.4 million | Not listed | adviserinfo.sec.gov |
| Windrock Wealth Management | Naperville | $363.2 million | 1 | adviserinfo.sec.gov |
| Left Brain Wealth Management, LLC | Naperville | $340.4 million | 3 | adviserinfo.sec.gov |
| Fiduciary Financial Partners, LLC | Naperville | $293.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Naperville, IL
- Investment advisers in Illinois
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Rai Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.