Data / Investment advisers / Oklahoma / Prescott Group Capital Management L.L.C.
Prescott Group Capital Management L.L.C., Tulsa, OK: $1.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Prescott Group Capital Management L.L.C. is an SEC registered investment adviser with its main office in Tulsa, Oklahoma and reports $1.3 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
The request: Watch Prescott Group Capital Management L.L.C. (CRD number 115220): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 115220
- SEC file number
- 801-60650
- SEC status
- Approved, effective October 22, 2001
- Main office
- 1924 S. Utica Ave Suite 1120, Tulsa, OK 74104
- Phone
- (918) 747-3412
- Website
- prescottcapital.com
- Regulatory AUM
- $1,298,388,038 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $1,298,388,038
- Accounts
- 5
- Employees
- 6, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 3 hedge funds
- Gross assets of private funds
- $1,092,850,393
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $1.09 billion |
| Charitable organizations | 1 | $205.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.30 billion | March 27, 2026 |
| December 1, 2025 | $861.7 million | March 26, 2025 |
Other advisers in Tulsa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cavanal Hill Investment Management, Inc. | Tulsa | $15.23 billion | Not listed | adviserinfo.sec.gov |
| Argonaut Private Capital, LP | Tulsa | $3.01 billion | 8 | adviserinfo.sec.gov |
| Trinity Strategic Wealth | Tulsa | $1.54 billion | Not listed | adviserinfo.sec.gov |
| Gibraltar Capital Management, Inc. | Tulsa | $1.35 billion | 4 | adviserinfo.sec.gov |
| Allegiant Wealth Advisors, LLC | Tulsa | $1.17 billion | Not listed | adviserinfo.sec.gov |
| Bok Financial Advisors | Tulsa | $1.06 billion | Not listed | adviserinfo.sec.gov |
| The Advisory Resource Group, LLC | Tulsa | $926.6 million | Not listed | adviserinfo.sec.gov |
| Warburton Capital Management, LLC | Tulsa | $786.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tulsa, OK
- Investment advisers in Oklahoma
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving charitable organizations
- Advisers that manage private funds
- Prescott Group Capital Management L.L.C. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.