Data / Investment advisers / Oklahoma / Plan Group Financial, Inc.
Plan Group Financial, Inc., Oklahoma City, OK: $690 million AUM, SEC registered investment adviser
Plan Group Financial, Inc. is an SEC registered investment adviser with its main office in Oklahoma City, Oklahoma and reports $690 million in regulatory assets under management in its Form ADV filed October 19, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 116508
- SEC file number
- 801-118599
- SEC status
- Approved, effective April 30, 2020
- Main office
- 101 N.E. 82nd Street Suite 200, Oklahoma City, OK 73114
- Phone
- (405) 848-1099
- Regulatory AUM
- $690,303,586 in the Form ADV filed October 19, 2026
- Discretionary AUM
- $682,740,271
- Non discretionary AUM
- $7,563,315
- Accounts
- 3,102
- Employees
- 29, of which 16 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 8
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 149 | $479.3 million |
| Individuals (other than high net worth individuals) | 1,072 | $211 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $690.3 million | March 25, 2026 |
| December 1, 2025 | $541.4 million | March 28, 2025 |
Other advisers in Oklahoma City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tom Johnson Investment Management, LLC | Oklahoma City | $1.63 billion | Not listed | adviserinfo.sec.gov |
| Retirement Investment Advisors Inc | Oklahoma City | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Fourpath Capital Management, LLC | Oklahoma City | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Acorn Capital Management | Oklahoma City | $893.2 million | 3 | adviserinfo.sec.gov |
| Castlepoint Wealth Advisors | Oklahoma City | $751.4 million | Not listed | adviserinfo.sec.gov |
| Vista Investment Partners LLC | Oklahoma City | $610.6 million | Not listed | adviserinfo.sec.gov |
| Investrust Consulting, LLC | Oklahoma City | $588.2 million | Not listed | adviserinfo.sec.gov |
| Mitchell & Pahl Private Wealth | Oklahoma City | $449.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oklahoma City, OK
- Investment advisers in Oklahoma
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Plan Group Financial, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.