Data / Investment advisers / Texas / Pine Valley Capital Partners LLC
Pine Valley Capital Partners LLC, Austin, TX: $870 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pine Valley Capital Partners LLC is an SEC registered investment adviser with its main office in Austin, Texas and reports $870 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 8 private funds.
The request: Watch Pine Valley Capital Partners LLC (CRD number 330556): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 330556
- SEC file number
- 801-130818
- SEC status
- Approved, effective August 15, 2024
- Main office
- 401 S 1st Street Suite 750, Austin, TX 78704
- Phone
- (737) 497-3710
- Regulatory AUM
- $869,593,252 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $644,114,762
- Non discretionary AUM
- $225,478,490
- Accounts
- 12
- Employees
- 10, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 8: 8 other private funds
- Gross assets of private funds
- $535,209,350
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 8 | $644.1 million |
| Charitable organizations | 1 | $69.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $869.6 million | March 31, 2026 |
| December 1, 2025 | $535 million | May 28, 2025 |
Other advisers in Austin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Distributed Global Manager LP | Austin | $902.7 million | 12 | adviserinfo.sec.gov |
| CFM Wealth Partners LLC | Austin | $885.8 million | Not listed | adviserinfo.sec.gov |
| Robert Harrell, Incorporated | Austin | $885.3 million | Not listed | adviserinfo.sec.gov |
| Alongside, LLC | Austin | $878.6 million | Not listed | adviserinfo.sec.gov |
| Alpha Capital Management | Austin | $871.4 million | Not listed | adviserinfo.sec.gov |
| Ironarc Management, LLC | Austin | $834.1 million | 23 | adviserinfo.sec.gov |
| Centergate Capital | Austin | $828.3 million | 5 | adviserinfo.sec.gov |
| Elsewhere Partners, LLC | Austin | $803 million | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Austin, TX
- Investment advisers in Texas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving charitable organizations
- Advisers that manage private funds
- Pine Valley Capital Partners LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.