Data / Investment advisers / Georgia / Pgi Wealth Management
Pgi Wealth Management, Alpharetta, GA: $931 million AUM, SEC registered investment adviser
Pgi Wealth Management is an SEC registered investment adviser with its main office in Alpharetta, Georgia and reports $931 million in regulatory assets under management in its Form ADV filed May 11, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 297517
- SEC file number
- 801-119808
- SEC status
- Approved, effective November 13, 2020
- Legal name
- Philip James Wealth Management, LLC
- Main office
- 13680 Highway 9 Suite C100, Alpharetta, GA 30004
- Phone
- (888) 493-9022
- Regulatory AUM
- $930,625,185 in the Form ADV filed May 11, 2026
- Discretionary AUM
- $926,088,396
- Non discretionary AUM
- $4,536,789
- Accounts
- 1,235
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 193 | $806.6 million |
| Individuals (other than high net worth individuals) | 304 | $80 million |
| Charitable organizations | Fewer than 5 | $44 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $930.6 million | March 17, 2026 |
| December 1, 2025 | $932 million | June 17, 2025 |
Other advisers in Alpharetta
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vident Asset Management | Alpharetta | $22.02 billion | Not listed | adviserinfo.sec.gov |
| Howard Capital Management, LLC | Alpharetta | $8.01 billion | Not listed | adviserinfo.sec.gov |
| Clear Investment Research, LLC | Alpharetta | $4.19 billion | Not listed | adviserinfo.sec.gov |
| Albritton Capital Management Co | Alpharetta | $1.52 billion | Not listed | adviserinfo.sec.gov |
| Gibbs Wealth Management, LLC | Alpharetta | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Avego Management, LLC | Alpharetta | $917.5 million | 7 | adviserinfo.sec.gov |
| Forthright Wealth Management, LLC | Alpharetta | $773.4 million | Not listed | adviserinfo.sec.gov |
| Wellspring Wealth Management LLC | Alpharetta | $584.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alpharetta, GA
- Investment advisers in Georgia
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Pgi Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.