Data / Investment advisers / Virginia / Nasdaq Dorsey Wright
Nasdaq Dorsey Wright, Richmond, VA: $1 billion AUM, SEC registered investment adviser
Nasdaq Dorsey Wright is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $1 billion in regulatory assets under management in its Form ADV filed April 1, 2026. Its clients include investment companies, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and subscription fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 104925
- SEC file number
- 801-29045
- SEC status
- Approved, effective March 6, 1987
- Legal name
- Dorsey, Wright & Associates, LLC
- Main office
- 3300 W Leigh Street, Richmond, VA 23230
- Phone
- (804) 320-8511
- Regulatory AUM
- $1,011,889,492 in the Form ADV filed April 1, 2026
- Discretionary AUM
- $1,011,889,492
- Accounts
- 840
- Employees
- 25, of which 14 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, subscription fees, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 6 | $536.6 million |
| High net worth individuals | 479 | $330.1 million |
| Individuals (other than high net worth individuals) | 327 | $90.8 million |
| Pension and profit sharing plans | 10 | $40.8 million |
| Corporations or other businesses | 11 | $10.2 million |
| Charitable organizations | 4 | $2.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.01 billion | March 27, 2026 |
| December 1, 2025 | $755.1 million | July 7, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cary Street Partners Asset Management | Richmond | $1.45 billion | Not listed | adviserinfo.sec.gov |
| Salomon and Ludwin | Richmond | $1.34 billion | Not listed | adviserinfo.sec.gov |
| Canal Capital Management, LLC | Richmond | $1.28 billion | 7 | adviserinfo.sec.gov |
| Verus Financial Partners | Richmond | $1.18 billion | Not listed | adviserinfo.sec.gov |
| Alpha Omega Wealth Management, LLC | Richmond | $1.02 billion | Not listed | adviserinfo.sec.gov |
| Covenant Wealth Advisors | Richmond | $909.6 million | Not listed | adviserinfo.sec.gov |
| 3chopt Investment Partners LLC | Richmond | $889.4 million | Not listed | adviserinfo.sec.gov |
| Blue Edge Capital, LLC | Richmond | $765.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- Nasdaq Dorsey Wright on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.