Data / Investment advisers / Napier Park Global Capital LTD
Napier Park Global Capital LTD, London, United Kingdom: $9.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Napier Park Global Capital LTD is an SEC registered investment adviser with its main office in London, United Kingdom and reports $9.2 billion in regulatory assets under management in its Form ADV filed April 8, 2026. Its clients include pooled investment vehicles, state and municipal governments and pension and profit sharing plans. It is paid through a percentage of assets under management and performance based fees. It advises 16 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 157629
- SEC file number
- 801-72524
- SEC status
- Approved, effective July 12, 2011
- Main office
- 5 Hanover Square 5th Floor, London, United Kingdom W1S 1HE
- Phone
- 011-44-207-866-4772
- Regulatory AUM
- $9,216,049,708 in the Form ADV filed April 8, 2026
- Discretionary AUM
- $9,216,049,708
- Accounts
- 23
- Employees
- 22, of which 13 give investment advice
- Form of organization
- Private Limited Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 16: 13 securitized asset funds, 3 hedge funds
- Gross assets of private funds
- $7,320,867,156
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 21 | $8.82 billion |
| State or municipal government entities | Fewer than 5 | $244.3 million |
| Pension and profit sharing plans | Fewer than 5 | $156 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $9.22 billion | April 8, 2026 |
| April 1, 2026 | $3.51 billion | March 30, 2026 |
| December 1, 2025 | $6.55 billion | September 15, 2025 |
Also on SpecStream
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Advisers that manage private funds
- Napier Park Global Capital LTD on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.