Data / Investment advisers / California / Main Management, LLC
Main Management, LLC, San Francisco, CA: $1.9 billion AUM, SEC registered investment adviser
Main Management, LLC is an SEC registered investment adviser with its main office in San Francisco, California and reports $1.9 billion in regulatory assets under management in its Form ADV filed August 12, 2026. Its clients include high net worth individuals, corporations and other businesses and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 120361
- SEC file number
- 801-61113
- SEC status
- Approved, effective April 30, 2002
- Main office
- 601 California Street Suite 300, San Francisco, CA 94108
- Phone
- (415) 217-5800
- Regulatory AUM
- $1,904,324,653 in the Form ADV filed August 12, 2026
- Discretionary AUM
- $1,572,153,628
- Non discretionary AUM
- $332,171,025
- Accounts
- 337
- Employees
- 27, of which 25 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 3: 1 hedge fund, 1 private equity fund, 1 other private fund
- Gross assets of private funds
- $214,460,969
- Other offices
- 6
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 134 | $1.23 billion |
| Corporations or other businesses | 24 | $241.8 million |
| Pooled investment vehicles | 4 | $241 million |
| Charitable organizations | 10 | $112.6 million |
| Individuals (other than high net worth individuals) | 79 | $73.3 million |
| Pension and profit sharing plans | 2 | $7.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.90 billion | March 31, 2026 |
| December 1, 2025 | $1.65 billion | August 1, 2025 |
Other advisers in San Francisco
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sofi Wealth LLC | San Francisco | $2.05 billion | Not listed | adviserinfo.sec.gov |
| Bristol Group Inc | San Francisco | $2.04 billion | 4 | adviserinfo.sec.gov |
| Soma Equity Partners, LP | San Francisco | $1.95 billion | 2 | adviserinfo.sec.gov |
| Legalist | San Francisco | $1.92 billion | 13 | adviserinfo.sec.gov |
| Resolute Partners Group | San Francisco | $1.91 billion | 1 | adviserinfo.sec.gov |
| Numerai | San Francisco | $1.90 billion | 3 | adviserinfo.sec.gov |
| True Link Financial Advisors | San Francisco | $1.89 billion | Not listed | adviserinfo.sec.gov |
| Igp Industries, LLC | San Francisco | $1.85 billion | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Francisco, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Main Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.