Data / Investment advisers / Florida / Luma Capital
Luma Capital, Naples, FL: $136 million AUM, SEC registered investment adviser
Luma Capital is an SEC registered investment adviser with its main office in Naples, Florida and reports $136 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 24 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 119576
- SEC file number
- 801-61140
- SEC status
- Approved, effective May 21, 2002
- Legal name
- Luma Capital LLC
- Main office
- 4850 Tamiami Trail North Suite 301, Naples, FL 34103
- Phone
- (239) 659-2888
- Website
- lumacapital.com
- Regulatory AUM
- $135,786,645 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $84,789,452
- Non discretionary AUM
- $50,997,193
- Accounts
- 72
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 24: 24 private equity funds
- Gross assets of private funds
- $24,217,199
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 34 | $103.7 million |
| Pooled investment vehicles | 24 | $27.4 million |
| Individuals (other than high net worth individuals) | 9 | $3.6 million |
| Corporations or other businesses | 5 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $135.8 million | March 31, 2026 |
| December 1, 2025 | $132.1 million | April 1, 2025 |
Other advisers in Naples
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Southcol Advisors | Naples | $208.7 million | Not listed | adviserinfo.sec.gov |
| McDermott Investment Advisors, LLC | Naples | $203.3 million | Not listed | adviserinfo.sec.gov |
| Cambier Capital, LLC | Naples | $165.5 million | Not listed | adviserinfo.sec.gov |
| Naples Money Management LLC | Naples | $164.4 million | Not listed | adviserinfo.sec.gov |
| Aventus Investment Advisors, Inc. | Naples | $136.5 million | Not listed | adviserinfo.sec.gov |
| Antonetti Capital Management, LLC | Naples | $129.4 million | Not listed | adviserinfo.sec.gov |
| Servatus Capital | Naples | $110.1 million | Not listed | adviserinfo.sec.gov |
| TMC Associates LLC | Naples | Not listed | 14 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Naples, FL
- Investment advisers in Florida
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Luma Capital on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.