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Data / Investment advisers / Florida / Naples

Investment advisers in Naples, FL: 46 firms, $75.3 billion in AUM

46 investment advisers have their main office in Naples, Florida: 37 SEC registered and 9 exempt reporting. The registered advisers report $75.3 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Pentwater Capital Management LP with $19.3 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 46Advisers
  • 37SEC registered
  • 9Exempt reporting
  • $75.3 billionTotal AUM
  • 32Advisers over $100 million
  • 18Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Pentwater Capital Management LPNaples$19.26 billion23457(239) 384-9750pwcm.comadviserinfo.sec.gov
Capital Wealth Planning, LLCNaples$17.25 billion14,50230Not listed(239) 593-2100adviserinfo.sec.gov
Bramshill Investments, LLCNaples$8.14 billion2,536382(239) 920-7310adviserinfo.sec.gov
Moran Wealth Management, LLCNaples$5.10 billion12,26057Not listed(239) 920-4440adviserinfo.sec.gov
Cwa Asset Management GroupNaples$4.51 billion5,041673(239) 434-7434adviserinfo.sec.gov
Naples Global AdvisorsNaples$2.00 billion1,79120Not listed(239) 776-7900verobeachglobaladvisors.comadviserinfo.sec.gov
3edge Asset Management, LPNaples$1.95 billion2,20724Not listed(844) 903-3343podcasts.apple.comadviserinfo.sec.gov
Capital Z Partners Management, LLCNaples$1.94 billion555(212) 965-2456capitalz.comadviserinfo.sec.gov
Ciccarelli Advisory Services IncNaples$1.59 billion3,55316Not listed(239) 262-6577adviserinfo.sec.gov
Evertern Wealth, LLCNaples$1.56 billion1,15312Not listed(239) 508-7700everternwealth.comadviserinfo.sec.gov
Private Capital ManagementNaples$1.44 billion466217(239) 254-2500pcmvaluefund.comadviserinfo.sec.gov
Terracap Management LLCNaples$1.44 billion112111(239) 540-2002terracapmgmt.comadviserinfo.sec.gov
Fifth Avenue Family OfficeNaples$1.35 billion1247Not listed(239) 262-6300fifthavenuefamily.comadviserinfo.sec.gov
Intellus Advisors, LLCNaples$1.35 billion3,46215Not listed(239) 649-3600intellusadvisors.comadviserinfo.sec.gov
Modern Portfolio Consultants, LLCNaples$1.20 billion93Not listed(239) 359-6400adviserinfo.sec.gov
Aviance Capital Partners LLCNaples$1.13 billion97411Not listed(239) 598-4747adviserinfo.sec.gov
The High Net Worth Advisory Group, LLCNaples$861.7 million1,1199Not listed(866) 906-2325adviserinfo.sec.gov
Aurora Investment Managers, LLCNaples$358.7 million4584Not listed(617) 390-8001auroraim.comadviserinfo.sec.gov
Teramo Advisors, LLCNaples$344.7 million25Not listed(239) 734-3625adviserinfo.sec.gov
Pl Capital Advisors, LLCNaples$326.5 million787(239) 777-0187plcapitalllc.comadviserinfo.sec.gov
Pento Portfolio Strategies, LLCNaples$237.3 million8743Not listed(732) 772-9500adviserinfo.sec.gov
Andrew Hill Investment Advisors, Inc.Naples$231.3 million4904Not listed(239) 450-3999adviserinfo.sec.gov
Buckeye-PacificNaples$225.4 million432(312) 858-1670twinlakefunds.comadviserinfo.sec.gov
Riverglades Family Offices, LLCNaples$221.4 million2002Not listed(239) 263-4079rivergladesfo.comadviserinfo.sec.gov
Southcol AdvisorsNaples$208.7 million374Not listed(239) 228-8747adviserinfo.sec.gov
McDermott Investment Advisors, LLCNaples$203.3 million61910Not listed(610) 882-1460mcdermottadvisors.comadviserinfo.sec.gov
Cambier Capital, LLCNaples$165.5 million2524Not listed(239) 289-1218adviserinfo.sec.gov
Naples Money Management LLCNaples$164.4 million4846Not listed(239) 261-4800naplesmoneymanagers.comadviserinfo.sec.gov
Aventus Investment Advisors, Inc.Naples$136.5 million4063Not listed(239) 673-0020adviserinfo.sec.gov
Luma CapitalNaples$135.8 million72224(239) 659-2888lumacapital.comadviserinfo.sec.gov
Antonetti Capital Management, LLCNaples$129.4 million3302Not listed(239) 403-0218adviserinfo.sec.gov
Servatus CapitalNaples$110.1 million1002Not listed(314) 750-1167adviserinfo.sec.gov
TMC Associates LLCNaplesNot listedNot listedNot listed14(212) 410-9200adviserinfo.sec.gov
Lfe Capital, LLCNaplesNot listedNot listedNot listed3(612) 752-1810lfecapital.comadviserinfo.sec.gov
Iron RoadNaplesNot listedNot listedNot listed2(312) 858-1670ironroadcap.comadviserinfo.sec.gov
Abbaei Manager LLCNaplesNot listedNot listedNot listed1(443) 653-2243adviserinfo.sec.gov
Cambridge Alpha LLCNaplesNot listedNot listedNot listed1(239) 325-3340cambridge-alpha.comadviserinfo.sec.gov
NTV Frontier ManagementNaplesNot listedNot listedNot listed1(443) 858-8587naplestechnologyventures.comadviserinfo.sec.gov
NTV Management LLCNaplesNot listedNot listedNot listed1(443) 653-2243naplestechnologyventures.comadviserinfo.sec.gov
NTV Prosperity ManagementNaplesNot listedNot listedNot listed1(703) 919-8811naplestechnologyventures.comadviserinfo.sec.gov
Trent Capital Partners, LLCNaplesNot listedNot listedNot listed1(239) 403-0217trentequity.comadviserinfo.sec.gov
Moola Copilot LLCNaplesNot listed01Not listed(352) 812-4320adviserinfo.sec.gov
Naples Wealth Advisors, LLCNaplesNot listed01Not listed(239) 325-1811napleswa.comadviserinfo.sec.gov
Peak Nine Capital Advisors, LLCNaplesNot listed05Not listed(239) 777-1054adviserinfo.sec.gov
Quant Alpha Decisions LLCNaplesNot listed03Not listed(914) 391-4080adviserinfo.sec.gov
William Raveis, Moran Wealth Management, LLCNaplesNot listed01Not listed(239) 920-4521adviserinfo.sec.gov

Advisers in Naples that manage private funds

18 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Luma CapitalNaplesFL24Not listed24Not listedNot listed$24.2 million$135.8 millionadviserinfo.sec.gov
TMC Associates LLCNaplesFL14Not listedNot listed14Not listed$95.8 millionNot listedadviserinfo.sec.gov
Terracap Management LLCNaplesFL11Not listedNot listedNot listed8$1.33 billion$1.44 billionadviserinfo.sec.gov
Pentwater Capital Management LPNaplesFL77Not listedNot listedNot listed$17.63 billion$19.26 billionadviserinfo.sec.gov
Private Capital ManagementNaplesFL74Not listedNot listedNot listed$295.2 million$1.44 billionadviserinfo.sec.gov
Pl Capital Advisors, LLCNaplesFL77Not listedNot listedNot listed$326.5 million$326.5 millionadviserinfo.sec.gov
Capital Z Partners Management, LLCNaplesFL5Not listed5Not listedNot listed$1.94 billion$1.94 billionadviserinfo.sec.gov
Cwa Asset Management GroupNaplesFL33Not listedNot listedNot listed$23.8 million$4.51 billionadviserinfo.sec.gov
Lfe Capital, LLCNaplesFL3Not listed2Not listedNot listed$37.3 millionNot listedadviserinfo.sec.gov
Bramshill Investments, LLCNaplesFL22Not listedNot listedNot listed$19.9 million$8.14 billionadviserinfo.sec.gov
Buckeye-PacificNaplesFL22Not listedNot listedNot listed$211.2 million$225.4 millionadviserinfo.sec.gov
Iron RoadNaplesFL22Not listedNot listedNot listed$110.8 millionNot listedadviserinfo.sec.gov
Abbaei Manager LLCNaplesFL1Not listedNot listed1Not listed$8.6 millionNot listedadviserinfo.sec.gov
Cambridge Alpha LLCNaplesFL11Not listedNot listedNot listed$2 millionNot listedadviserinfo.sec.gov
NTV Frontier ManagementNaplesFL1Not listedNot listed1Not listed$44.3 millionNot listedadviserinfo.sec.gov
NTV Management LLCNaplesFL1Not listedNot listed1Not listed$8.6 millionNot listedadviserinfo.sec.gov
NTV Prosperity ManagementNaplesFL1Not listedNot listed1Not listed$17.1 millionNot listedadviserinfo.sec.gov
Trent Capital Partners, LLCNaplesFL1Not listed1Not listedNot listed$105.6 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in Naples

1 adviser with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
Peak Nine Capital Advisors, LLCNaplesFLAugust 27, 2026Not listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.