Data / Investment advisers / Florida / Naples
Investment advisers in Naples, FL: 46 firms, $75.3 billion in AUM
46 investment advisers have their main office in Naples, Florida: 37 SEC registered and 9 exempt reporting. The registered advisers report $75.3 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Pentwater Capital Management LP with $19.3 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 46Advisers
- 37SEC registered
- 9Exempt reporting
- $75.3 billionTotal AUM
- 32Advisers over $100 million
- 18Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Pentwater Capital Management LP | Naples | $19.26 billion | 23 | 45 | 7 | (239) 384-9750 | pwcm.com | adviserinfo.sec.gov |
| Capital Wealth Planning, LLC | Naples | $17.25 billion | 14,502 | 30 | Not listed | (239) 593-2100 | adviserinfo.sec.gov | |
| Bramshill Investments, LLC | Naples | $8.14 billion | 2,536 | 38 | 2 | (239) 920-7310 | adviserinfo.sec.gov | |
| Moran Wealth Management, LLC | Naples | $5.10 billion | 12,260 | 57 | Not listed | (239) 920-4440 | adviserinfo.sec.gov | |
| Cwa Asset Management Group | Naples | $4.51 billion | 5,041 | 67 | 3 | (239) 434-7434 | adviserinfo.sec.gov | |
| Naples Global Advisors | Naples | $2.00 billion | 1,791 | 20 | Not listed | (239) 776-7900 | verobeachglobaladvisors.com | adviserinfo.sec.gov |
| 3edge Asset Management, LP | Naples | $1.95 billion | 2,207 | 24 | Not listed | (844) 903-3343 | podcasts.apple.com | adviserinfo.sec.gov |
| Capital Z Partners Management, LLC | Naples | $1.94 billion | 5 | 5 | 5 | (212) 965-2456 | capitalz.com | adviserinfo.sec.gov |
| Ciccarelli Advisory Services Inc | Naples | $1.59 billion | 3,553 | 16 | Not listed | (239) 262-6577 | adviserinfo.sec.gov | |
| Evertern Wealth, LLC | Naples | $1.56 billion | 1,153 | 12 | Not listed | (239) 508-7700 | everternwealth.com | adviserinfo.sec.gov |
| Private Capital Management | Naples | $1.44 billion | 466 | 21 | 7 | (239) 254-2500 | pcmvaluefund.com | adviserinfo.sec.gov |
| Terracap Management LLC | Naples | $1.44 billion | 11 | 21 | 11 | (239) 540-2002 | terracapmgmt.com | adviserinfo.sec.gov |
| Fifth Avenue Family Office | Naples | $1.35 billion | 124 | 7 | Not listed | (239) 262-6300 | fifthavenuefamily.com | adviserinfo.sec.gov |
| Intellus Advisors, LLC | Naples | $1.35 billion | 3,462 | 15 | Not listed | (239) 649-3600 | intellusadvisors.com | adviserinfo.sec.gov |
| Modern Portfolio Consultants, LLC | Naples | $1.20 billion | 9 | 3 | Not listed | (239) 359-6400 | adviserinfo.sec.gov | |
| Aviance Capital Partners LLC | Naples | $1.13 billion | 974 | 11 | Not listed | (239) 598-4747 | adviserinfo.sec.gov | |
| The High Net Worth Advisory Group, LLC | Naples | $861.7 million | 1,119 | 9 | Not listed | (866) 906-2325 | adviserinfo.sec.gov | |
| Aurora Investment Managers, LLC | Naples | $358.7 million | 458 | 4 | Not listed | (617) 390-8001 | auroraim.com | adviserinfo.sec.gov |
| Teramo Advisors, LLC | Naples | $344.7 million | 2 | 5 | Not listed | (239) 734-3625 | adviserinfo.sec.gov | |
| Pl Capital Advisors, LLC | Naples | $326.5 million | 7 | 8 | 7 | (239) 777-0187 | plcapitalllc.com | adviserinfo.sec.gov |
| Pento Portfolio Strategies, LLC | Naples | $237.3 million | 874 | 3 | Not listed | (732) 772-9500 | adviserinfo.sec.gov | |
| Andrew Hill Investment Advisors, Inc. | Naples | $231.3 million | 490 | 4 | Not listed | (239) 450-3999 | adviserinfo.sec.gov | |
| Buckeye-Pacific | Naples | $225.4 million | 4 | 3 | 2 | (312) 858-1670 | twinlakefunds.com | adviserinfo.sec.gov |
| Riverglades Family Offices, LLC | Naples | $221.4 million | 200 | 2 | Not listed | (239) 263-4079 | rivergladesfo.com | adviserinfo.sec.gov |
| Southcol Advisors | Naples | $208.7 million | 37 | 4 | Not listed | (239) 228-8747 | adviserinfo.sec.gov | |
| McDermott Investment Advisors, LLC | Naples | $203.3 million | 619 | 10 | Not listed | (610) 882-1460 | mcdermottadvisors.com | adviserinfo.sec.gov |
| Cambier Capital, LLC | Naples | $165.5 million | 252 | 4 | Not listed | (239) 289-1218 | adviserinfo.sec.gov | |
| Naples Money Management LLC | Naples | $164.4 million | 484 | 6 | Not listed | (239) 261-4800 | naplesmoneymanagers.com | adviserinfo.sec.gov |
| Aventus Investment Advisors, Inc. | Naples | $136.5 million | 406 | 3 | Not listed | (239) 673-0020 | adviserinfo.sec.gov | |
| Luma Capital | Naples | $135.8 million | 72 | 2 | 24 | (239) 659-2888 | lumacapital.com | adviserinfo.sec.gov |
| Antonetti Capital Management, LLC | Naples | $129.4 million | 330 | 2 | Not listed | (239) 403-0218 | adviserinfo.sec.gov | |
| Servatus Capital | Naples | $110.1 million | 100 | 2 | Not listed | (314) 750-1167 | adviserinfo.sec.gov | |
| TMC Associates LLC | Naples | Not listed | Not listed | Not listed | 14 | (212) 410-9200 | adviserinfo.sec.gov | |
| Lfe Capital, LLC | Naples | Not listed | Not listed | Not listed | 3 | (612) 752-1810 | lfecapital.com | adviserinfo.sec.gov |
| Iron Road | Naples | Not listed | Not listed | Not listed | 2 | (312) 858-1670 | ironroadcap.com | adviserinfo.sec.gov |
| Abbaei Manager LLC | Naples | Not listed | Not listed | Not listed | 1 | (443) 653-2243 | adviserinfo.sec.gov | |
| Cambridge Alpha LLC | Naples | Not listed | Not listed | Not listed | 1 | (239) 325-3340 | cambridge-alpha.com | adviserinfo.sec.gov |
| NTV Frontier Management | Naples | Not listed | Not listed | Not listed | 1 | (443) 858-8587 | naplestechnologyventures.com | adviserinfo.sec.gov |
| NTV Management LLC | Naples | Not listed | Not listed | Not listed | 1 | (443) 653-2243 | naplestechnologyventures.com | adviserinfo.sec.gov |
| NTV Prosperity Management | Naples | Not listed | Not listed | Not listed | 1 | (703) 919-8811 | naplestechnologyventures.com | adviserinfo.sec.gov |
| Trent Capital Partners, LLC | Naples | Not listed | Not listed | Not listed | 1 | (239) 403-0217 | trentequity.com | adviserinfo.sec.gov |
| Moola Copilot LLC | Naples | Not listed | 0 | 1 | Not listed | (352) 812-4320 | adviserinfo.sec.gov | |
| Naples Wealth Advisors, LLC | Naples | Not listed | 0 | 1 | Not listed | (239) 325-1811 | napleswa.com | adviserinfo.sec.gov |
| Peak Nine Capital Advisors, LLC | Naples | Not listed | 0 | 5 | Not listed | (239) 777-1054 | adviserinfo.sec.gov | |
| Quant Alpha Decisions LLC | Naples | Not listed | 0 | 3 | Not listed | (914) 391-4080 | adviserinfo.sec.gov | |
| William Raveis, Moran Wealth Management, LLC | Naples | Not listed | 0 | 1 | Not listed | (239) 920-4521 | adviserinfo.sec.gov |
Advisers in Naples that manage private funds
18 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Luma Capital | Naples | FL | 24 | Not listed | 24 | Not listed | Not listed | $24.2 million | $135.8 million | adviserinfo.sec.gov |
| TMC Associates LLC | Naples | FL | 14 | Not listed | Not listed | 14 | Not listed | $95.8 million | Not listed | adviserinfo.sec.gov |
| Terracap Management LLC | Naples | FL | 11 | Not listed | Not listed | Not listed | 8 | $1.33 billion | $1.44 billion | adviserinfo.sec.gov |
| Pentwater Capital Management LP | Naples | FL | 7 | 7 | Not listed | Not listed | Not listed | $17.63 billion | $19.26 billion | adviserinfo.sec.gov |
| Private Capital Management | Naples | FL | 7 | 4 | Not listed | Not listed | Not listed | $295.2 million | $1.44 billion | adviserinfo.sec.gov |
| Pl Capital Advisors, LLC | Naples | FL | 7 | 7 | Not listed | Not listed | Not listed | $326.5 million | $326.5 million | adviserinfo.sec.gov |
| Capital Z Partners Management, LLC | Naples | FL | 5 | Not listed | 5 | Not listed | Not listed | $1.94 billion | $1.94 billion | adviserinfo.sec.gov |
| Cwa Asset Management Group | Naples | FL | 3 | 3 | Not listed | Not listed | Not listed | $23.8 million | $4.51 billion | adviserinfo.sec.gov |
| Lfe Capital, LLC | Naples | FL | 3 | Not listed | 2 | Not listed | Not listed | $37.3 million | Not listed | adviserinfo.sec.gov |
| Bramshill Investments, LLC | Naples | FL | 2 | 2 | Not listed | Not listed | Not listed | $19.9 million | $8.14 billion | adviserinfo.sec.gov |
| Buckeye-Pacific | Naples | FL | 2 | 2 | Not listed | Not listed | Not listed | $211.2 million | $225.4 million | adviserinfo.sec.gov |
| Iron Road | Naples | FL | 2 | 2 | Not listed | Not listed | Not listed | $110.8 million | Not listed | adviserinfo.sec.gov |
| Abbaei Manager LLC | Naples | FL | 1 | Not listed | Not listed | 1 | Not listed | $8.6 million | Not listed | adviserinfo.sec.gov |
| Cambridge Alpha LLC | Naples | FL | 1 | 1 | Not listed | Not listed | Not listed | $2 million | Not listed | adviserinfo.sec.gov |
| NTV Frontier Management | Naples | FL | 1 | Not listed | Not listed | 1 | Not listed | $44.3 million | Not listed | adviserinfo.sec.gov |
| NTV Management LLC | Naples | FL | 1 | Not listed | Not listed | 1 | Not listed | $8.6 million | Not listed | adviserinfo.sec.gov |
| NTV Prosperity Management | Naples | FL | 1 | Not listed | Not listed | 1 | Not listed | $17.1 million | Not listed | adviserinfo.sec.gov |
| Trent Capital Partners, LLC | Naples | FL | 1 | Not listed | 1 | Not listed | Not listed | $105.6 million | Not listed | adviserinfo.sec.gov |
Newest SEC registrations in Naples
1 adviser with an SEC status effective in the 90 days to November 2, 2026.
| Adviser | City | State | SEC status effective | AUM | Website | Source |
|---|---|---|---|---|---|---|
| Peak Nine Capital Advisors, LLC | Naples | FL | August 27, 2026 | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.