Data / Investment advisers / Maryland / LGG Financial
LGG Financial, Bethesda, MD: $564 million AUM, SEC registered investment adviser
LGG Financial is an SEC registered investment adviser with its main office in Bethesda, Maryland and reports $564 million in regulatory assets under management in its Form ADV filed July 17, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 305002
- SEC file number
- 801-117324
- SEC status
- Approved, effective September 12, 2019
- Legal name
- The Luts & Greenleigh Group, Inc.
- Main office
- 7200 Wisconsin Avenue Suite 300, Bethesda, MD 20814
- Phone
- (301) 312-6660
- Website
- lggfinancial.com
- Regulatory AUM
- $563,886,399 in the Form ADV filed July 17, 2026
- Discretionary AUM
- $563,886,399
- Accounts
- 896
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 152 | $520.3 million |
| Individuals (other than high net worth individuals) | 89 | $36.6 million |
| Pension and profit sharing plans | 9 | $5.7 million |
| Charitable organizations | Fewer than 5 | $1.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $563.9 million | January 23, 2026 |
| December 1, 2025 | $525.2 million | September 29, 2025 |
Other advisers in Bethesda
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aegis Wealth | Bethesda | $744.1 million | Not listed | adviserinfo.sec.gov |
| Sandbox Financial Partners, LLC | Bethesda | $681.7 million | Not listed | adviserinfo.sec.gov |
| Truffle Hound Capital, LLC | Bethesda | $680 million | 1 | adviserinfo.sec.gov |
| Family Office Research, LLC | Bethesda | $648.2 million | Not listed | adviserinfo.sec.gov |
| Soapstone Management L.P. | Bethesda | $610.1 million | 1 | adviserinfo.sec.gov |
| Broadoak Asset Management, LLC | Bethesda | $519 million | 10 | adviserinfo.sec.gov |
| Bontempo Ohly Capital Management, LLC | Bethesda | $405.7 million | Not listed | adviserinfo.sec.gov |
| Macroview Investment Management LLC | Bethesda | $387.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Bethesda, MD
- Investment advisers in Maryland
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- LGG Financial on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.