Data / Investment advisers / Florida / III Capital Management
III Capital Management, Boca Raton, FL: $88.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
III Capital Management is an SEC registered investment adviser with its main office in Boca Raton, Florida and reports $88.2 billion in regulatory assets under management in its Form ADV filed May 7, 2026. Its clients include pooled investment vehicles, sovereign wealth funds and foreign official institutions and pension and profit sharing plans. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 8 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 113539
- SEC file number
- 801-60505
- SEC status
- Approved, effective August 28, 2001
- Main office
- 777 Yamato Road Suite 300, Boca Raton, FL 33431
- Phone
- (561) 544-4600
- Website
- iiicm.com
- Regulatory AUM
- $88,235,915,100 in the Form ADV filed May 7, 2026
- Discretionary AUM
- $88,235,915,100
- Accounts
- 25
- Employees
- 9, of which 9 give investment advice
- Form of organization
- Partnership
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 8: 7 hedge funds, 1 real estate fund
- Gross assets of private funds
- $47,578,198,890
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $63.05 billion |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $23.98 billion |
| Pension and profit sharing plans | 5 | $771.2 million |
| Corporations or other businesses | Fewer than 5 | $236.5 million |
| Charitable organizations | Fewer than 5 | $193.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $88.24 billion | March 30, 2026 |
| December 1, 2025 | $85.07 billion | August 8, 2025 |
Other advisers in Boca Raton
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Digitalbridge Investment Management, LLC | Boca Raton | $61.10 billion | 59 | adviserinfo.sec.gov |
| Polen Capital Management, LLC | Boca Raton | $24.06 billion | 2 | adviserinfo.sec.gov |
| Kare Manager Holdings, L.P. | Boca Raton | $19.82 billion | 26 | adviserinfo.sec.gov |
| Digital Bridge Advisors, LLC | Boca Raton | $14.60 billion | 45 | adviserinfo.sec.gov |
| Ae Industrial Partners, LP | Boca Raton | $7.72 billion | 36 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boca Raton, FL
- Investment advisers in Florida
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving sovereign wealth funds and foreign official institutions
- Advisers that manage private funds
- III Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.