Data / Investment advisers / Virginia / Heritage Financial LLC
Heritage Financial LLC, Gainesville, VA: $408 million AUM, SEC registered investment adviser
Heritage Financial LLC is an SEC registered investment adviser with its main office in Gainesville, Virginia and reports $408 million in regulatory assets under management in its Form ADV filed June 9, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 285149
- SEC file number
- 801-114336
- SEC status
- Approved, effective November 26, 2018
- Legal name
- Heritage Financial, LLC
- Main office
- 7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155
- Phone
- (703) 754-1233
- Regulatory AUM
- $407,976,663 in the Form ADV filed June 9, 2026
- Discretionary AUM
- $364,796,282
- Non discretionary AUM
- $43,180,381
- Accounts
- 1,507
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 132 | $303.9 million |
| Individuals (other than high net worth individuals) | 218 | $71.9 million |
| Pension and profit sharing plans | Fewer than 5 | $26.1 million |
| Charitable organizations | Fewer than 5 | $6.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $408 million | March 30, 2026 |
| December 1, 2025 | $334.7 million | October 1, 2025 |
Other advisers in Virginia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sagevest Wealth Management | McLean | $423.2 million | Not listed | adviserinfo.sec.gov |
| Acima Private Wealth LLC | Richmond | $420.4 million | Not listed | adviserinfo.sec.gov |
| Aspect Partners, LLC | Fairfax | $418.2 million | Not listed | adviserinfo.sec.gov |
| Taylor Financial Group, Inc. | Roanoke | $410 million | Not listed | adviserinfo.sec.gov |
| Professional Financial Solutions, LLC | Fairfax | $409.7 million | Not listed | adviserinfo.sec.gov |
| Alexander Randolph Advisory Inc | McLean | $403.9 million | Not listed | adviserinfo.sec.gov |
| Brown Edwards Wealth Strategies | Lynchburg | $403.3 million | Not listed | adviserinfo.sec.gov |
| Golden Spark Insights | Fairfax | $400 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Virginia
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Heritage Financial LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.