Data / Investment advisers / Utah / Heaton Financial, PC
Heaton Financial, PC, Cedar City, UT: $140 million AUM, SEC registered investment adviser
Heaton Financial, PC is an SEC registered investment adviser with its main office in Cedar City, Utah and reports $140 million in regulatory assets under management in its Form ADV filed August 13, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 134578
- SEC file number
- 801-136958
- SEC status
- Approved, effective August 6, 2026
- Main office
- 337 S Main, Suite 120, Cedar City, UT 84720
- Phone
- (435) 865-9991
- Regulatory AUM
- $140,139,000 in the Form ADV filed August 13, 2026
- Discretionary AUM
- $132,079,000
- Non discretionary AUM
- $8,060,000
- Accounts
- 660
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 31 | $74.6 million |
| Individuals (other than high net worth individuals) | 301 | $62.9 million |
| Corporations or other businesses | 4 | $2.6 million |
Other advisers in Utah
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Medicus Wealth Planning, Inc. | Draper | $160.8 million | Not listed | adviserinfo.sec.gov |
| Provident Living Financial Services | Lehi | $158.1 million | Not listed | adviserinfo.sec.gov |
| Harold Dance Investments | Logan | $158 million | Not listed | adviserinfo.sec.gov |
| Paragon Wealth Management | Provo | $153.4 million | 2 | adviserinfo.sec.gov |
| Olympus Peaks Financial, LLC | Sandy | $141.4 million | Not listed | adviserinfo.sec.gov |
| Larson Williams Wealth Advisors, LLC | Cedar City | $140 million | Not listed | adviserinfo.sec.gov |
| Stonebriar Wealth, LLC | Lehi | $139 million | Not listed | adviserinfo.sec.gov |
| Landmark Wealth Advisors, LLC | Farmington | $135.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Utah
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Heaton Financial, PC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.