Data / Investment advisers / California / Halbert Hargrove
Halbert Hargrove, Long Beach, CA: $4.2 billion AUM, SEC registered investment adviser
Halbert Hargrove is an SEC registered investment adviser with its main office in Long Beach, California and reports $4.2 billion in regulatory assets under management in its Form ADV filed October 23, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 105515
- SEC file number
- 801-33048
- SEC status
- Approved, effective October 13, 1988
- Legal name
- Halbert Hargrove Global Advisors, LLC
- Main office
- 111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802
- Phone
- (562) 435-5657
- Regulatory AUM
- $4,203,912,885 in the Form ADV filed October 23, 2026
- Discretionary AUM
- $4,166,219,395
- Non discretionary AUM
- $37,693,490
- Accounts
- 4,932
- Employees
- 52, of which 36 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 25
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 883 | $3.41 billion |
| Pension and profit sharing plans | 24 | $322.5 million |
| Individuals (other than high net worth individuals) | 574 | $244.6 million |
| Charitable organizations | 26 | $138 million |
| Corporations or other businesses | 11 | $89.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.20 billion | March 28, 2026 |
| December 1, 2025 | $3.52 billion | October 27, 2025 |
Other advisers in Long Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| CLG LLC | Long Beach | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Crux Wealth Advisors | Long Beach | $547.7 million | Not listed | adviserinfo.sec.gov |
| Wealthspring | Long Beach | $370.2 million | Not listed | adviserinfo.sec.gov |
| Goldman Lancaster, Inc. | Long Beach | $360.5 million | Not listed | adviserinfo.sec.gov |
| Kensington Investment Counsel | Long Beach | $310.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Long Beach, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Halbert Hargrove on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.