Data / Investment advisers / Guardian Capital LP
Guardian Capital LP, Toronto, Ontario, Canada: $10.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Guardian Capital LP is an SEC registered investment adviser with its main office in Toronto, Ontario, Canada and reports $10.7 billion in regulatory assets under management in its Form ADV filed September 9, 2026. Its clients include pooled investment vehicles, state and municipal governments and pension and profit sharing plans. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Guardian Capital LP (CRD number 105078): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105078
- SEC file number
- 801-56081
- SEC status
- Approved, effective December 7, 1998
- Main office
- Commerce Ct W, Suite 2700 199 Bay Street, Toronto, Ontario, Canada M5L 1E8
- Phone
- (416) 364-8341
- Website
- guardiancapitalfunds.com
- Regulatory AUM
- $10,679,458,174 in the Form ADV filed September 9, 2026
- Discretionary AUM
- $10,679,458,174
- Accounts
- 218
- Employees
- 90, of which 38 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- September 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 73 | $6.66 billion |
| State or municipal government entities | 7 | $1.41 billion |
| Pension and profit sharing plans | 21 | $1.09 billion |
| Corporations or other businesses | 8 | $571.4 million |
| Insurance companies | 6 | $339.9 million |
| Other investment advisers | 4 | $228.9 million |
| Charitable organizations | 16 | $160 million |
| Investment companies | 2 | $54 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $10.68 billion | March 31, 2026 |
| December 1, 2025 | $10.20 billion | March 31, 2025 |
Also on SpecStream
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Guardian Capital LP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.