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Data / Investment advisers / Florida / GFG Capital

GFG Capital, Miami, FL: $1 billion AUM, SEC registered investment adviser

GFG Capital is an SEC registered investment adviser with its main office in Miami, Florida and reports $1 billion in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include corporations and other businesses, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Registration
SEC registered investment adviser
CRD number
128059
SEC file number
801-62274
SEC status
Approved, effective August 22, 2003
Legal name
GFG Capital, LLC
Main office
701 Brickell Avenue Suite 1400, Miami, FL 33131
Phone
(305) 810-6500
Regulatory AUM
$1,014,910,213 in the Form ADV filed March 25, 2026
Discretionary AUM
$904,838,607
Non discretionary AUM
$110,071,606
Accounts
707
Employees
16, of which 9 give investment advice
Form of organization
Limited Liability Company
Paid through
a percentage of assets under management, hourly charges, fixed fees, performance based fees
Form ADV Item 11 disclosures
None reported
Latest Form ADV filing
March 25, 2026
SEC record
Investment Adviser Public Disclosure

Clients

Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.

Client typeClientsAUM
Corporations or other businesses78$650 million
High net worth individuals207$359.5 million
Pension and profit sharing plans2$3.2 million
Individuals (other than high net worth individuals)4$2.2 million

AUM in the SEC's monthly files

Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.

First in the file ofAUMForm ADV filed
April 1, 2026$1.01 billionMarch 25, 2026
December 1, 2025$891.2 millionJuly 11, 2025

Other advisers in Miami

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.