Data / Investment advisers / California / Flatrock Wealth Partners LLC
Flatrock Wealth Partners LLC, Newport Beach, CA: $418 million AUM, SEC registered investment adviser
Flatrock Wealth Partners LLC is an SEC registered investment adviser with its main office in Newport Beach, California and reports $418 million in regulatory assets under management in its Form ADV filed October 9, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 321777
- SEC file number
- 801-130991
- SEC status
- Approved, effective August 26, 2024
- Main office
- 1301 Dove Street Suite 910, Newport Beach, CA 92660
- Phone
- (949) 687-2615
- Website
- flatrockwealth.com
- Regulatory AUM
- $417,582,237 in the Form ADV filed October 9, 2026
- Discretionary AUM
- $397,002,394
- Non discretionary AUM
- $20,579,843
- Accounts
- 438
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $417.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $417.6 million | March 16, 2026 |
| December 1, 2025 | $232.4 million | October 16, 2025 |
Other advisers in Newport Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ducere Wealth Management | Newport Beach | $503.8 million | Not listed | adviserinfo.sec.gov |
| Bell & Brown Wealth Advisors, LLC | Newport Beach | $486.8 million | Not listed | adviserinfo.sec.gov |
| Rba Wealth Management, LLC | Newport Beach | $452.1 million | Not listed | adviserinfo.sec.gov |
| Pavion Blue Capital, LLC | Newport Beach | $443.7 million | Not listed | adviserinfo.sec.gov |
| Engaged Capital | Newport Beach | $432.3 million | 6 | adviserinfo.sec.gov |
| Revitate Fund Advisor LLC | Newport Beach | $398.6 million | 7 | adviserinfo.sec.gov |
| Miramontes Capital, LLC | Newport Beach | $396.9 million | Not listed | adviserinfo.sec.gov |
| Clearlight Partners Management, LLC | Newport Beach | $390.3 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newport Beach, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Flatrock Wealth Partners LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.