Data / Investment advisers / Maryland / Financial Consulate
Financial Consulate, Hunt Valley, MD: $1.1 billion AUM, SEC registered investment adviser
Financial Consulate is an SEC registered investment adviser with its main office in Hunt Valley, Maryland and reports $1.1 billion in regulatory assets under management in its Form ADV filed August 13, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 106898
- SEC file number
- 801-18829
- SEC status
- Approved, effective April 29, 1983
- Legal name
- The Financial Consulate, Inc
- Main office
- 11019 McCormick Road Suite 200, Hunt Valley, MD 21031
- Phone
- (410) 823-7283
- Regulatory AUM
- $1,095,865,304 in the Form ADV filed August 13, 2026
- Discretionary AUM
- $1,095,865,304
- Accounts
- 3,375
- Employees
- 25, of which 13 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 13
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 328 | $845.2 million |
| Individuals (other than high net worth individuals) | 516 | $242.6 million |
| Pension and profit sharing plans | 5 | $7.5 million |
| Corporations or other businesses | Fewer than 5 | $611,390 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $1.10 billion | February 1, 2026 |
| December 1, 2025 | $930 million | October 20, 2025 |
Other advisers in Hunt Valley
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Asset Strategy Consultants LLC | Hunt Valley | $5.16 billion | Not listed | adviserinfo.sec.gov |
| G10 LLC | Hunt Valley | $4.91 billion | 16 | adviserinfo.sec.gov |
| Verdence Capital Advisors, LLC | Hunt Valley | $4.63 billion | Not listed | adviserinfo.sec.gov |
| Cornerstone Advisory | Hunt Valley | $2.25 billion | 1 | adviserinfo.sec.gov |
| SC&H Wealth | Hunt Valley | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Marathon Capital Management | Hunt Valley | $790.1 million | Not listed | adviserinfo.sec.gov |
| The Marshall Financial Group LLC | Hunt Valley | $735.6 million | Not listed | adviserinfo.sec.gov |
| VSM Wealth Advisory, LLC | Hunt Valley | $677.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Hunt Valley, MD
- Investment advisers in Maryland
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Financial Consulate on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.