Data / Investment advisers / Falcon Investment Management
Falcon Investment Management, London, United Kingdom: exempt reporting adviser with 6 private funds
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Falcon Investment Management is an exempt reporting adviser with its main office in London, United Kingdom and reports 6 private funds in its Form ADV filed October 14, 2026.
The request: Watch Falcon Investment Management (CRD number 332604): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- Exempt reporting adviser
- CRD number
- 332604
- SEC file number
- 802-137711
- SEC status
- ERA, Active, effective October 14, 2026
- Legal name
- Falcon Investment Management LTD
- Main office
- 64 North Row, London, United Kingdom W1K 7DA
- Phone
- 44-203-827-0280
- Website
- falconcapital.co.uk
- Form of organization
- Limited Company
- Private funds
- 6: 6 other private funds
- Gross assets of private funds
- $293,500,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.