Data / Investment advisers / Pennsylvania / Elm Wealth
Elm Wealth, Philadelphia, PA: $3 billion AUM, SEC registered investment adviser
Elm Wealth is an SEC registered investment adviser with its main office in Philadelphia, Pennsylvania and reports $3 billion in regulatory assets under management in its Form ADV filed September 3, 2026. Its clients include high net worth individuals, investment companies and pooled investment vehicles. It is paid through a percentage of assets under management and fixed fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 167225
- SEC file number
- 801-78018
- SEC status
- Approved, effective May 14, 2013
- Legal name
- Elm Partners Management LLC
- Main office
- 50 S 16th St. FL 18 Ste C, Philadelphia, PA 19102
- Phone
- (888) 676-3148
- Regulatory AUM
- $3,018,199,851 in the Form ADV filed September 3, 2026
- Discretionary AUM
- $3,018,199,851
- Accounts
- 905
- Employees
- 9, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Private funds
- 2: 2 other private funds
- Gross assets of private funds
- $356,116,133
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 537 | $2.03 billion |
| Investment companies | 1 | $502 million |
| Pooled investment vehicles | 3 | $382.6 million |
| Individuals (other than high net worth individuals) | 107 | $71.8 million |
| Charitable organizations | 3 | $27.8 million |
| Corporations or other businesses | 4 | $4.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.02 billion | March 29, 2026 |
| December 1, 2025 | $2.02 billion | March 31, 2025 |
Other advisers in Philadelphia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Wescott Financial Advisory Group LLC | Philadelphia | $4.16 billion | Not listed | adviserinfo.sec.gov |
| Financial Integrity Advisors, LLC | Philadelphia | $3.96 billion | Not listed | adviserinfo.sec.gov |
| Bryn Mawr Trust Advisors, LLC | Philadelphia | $3.51 billion | Not listed | adviserinfo.sec.gov |
| FS Digital Infrastructure Advisor, LLC | Philadelphia | $3.21 billion | 6 | adviserinfo.sec.gov |
| Roffman Miller Associates Inc | Philadelphia | $3.20 billion | Not listed | adviserinfo.sec.gov |
| FS Global Advisor, LLC | Philadelphia | $3.01 billion | 2 | adviserinfo.sec.gov |
| Newmarket Investment Management, LP | Philadelphia | $2.82 billion | 15 | adviserinfo.sec.gov |
| Lubert-Adler Management Company, L.P. | Philadelphia | $2.81 billion | 27 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Philadelphia, PA
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving investment companies
- Advisers that manage private funds
- Elm Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.