Data / Investment advisers / California / Derive Wealth
Derive Wealth, Pasadena, CA: $141 million AUM, SEC registered investment adviser
Derive Wealth is an SEC registered investment adviser with its main office in Pasadena, California and reports $141 million in regulatory assets under management in its Form ADV filed January 28, 2026. Its clients include individuals and high net worth individuals. It is paid through fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 284619
- SEC file number
- 801-132085
- SEC status
- Approved, effective March 4, 2025
- Legal name
- Derive Wealth LLC
- Main office
- 35 North Lake Ave. Suite 710, Pasadena, CA 91101
- Phone
- (626) 800-3864
- Regulatory AUM
- $141,290,000 in the Form ADV filed January 28, 2026
- Discretionary AUM
- $141,290,000
- Accounts
- 298
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 63 | $141.3 million |
| High net worth individuals | 62 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $141.3 million | January 28, 2026 |
| December 1, 2025 | $112.6 million | May 29, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Logic Wealth Management, LLC | Pasadena | $184.7 million | Not listed | adviserinfo.sec.gov |
| Hall Capital, LLC | Pasadena | $180 million | Not listed | adviserinfo.sec.gov |
| Impact Fiduciary LLC | Pasadena | $155 million | Not listed | adviserinfo.sec.gov |
| Lake Avenue Financial LLC | Pasadena | $154.7 million | Not listed | adviserinfo.sec.gov |
| Appian Way Financial | Pasadena | $142.9 million | Not listed | adviserinfo.sec.gov |
| Bernard & Johnson Family Wealth Management | Pasadena | $113.1 million | Not listed | adviserinfo.sec.gov |
| Calibrate Ventures Management, LLC | Pasadena | Not listed | 18 | adviserinfo.sec.gov |
| Three-Sixty Health Venture Partners, LLC | Pasadena | Not listed | 12 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Derive Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.