Data / Investment advisers / California / Connor Capital SB, LLC
Connor Capital SB, LLC, Santa Barbara, CA: $197 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Connor Capital SB, LLC is an SEC registered investment adviser with its main office in Santa Barbara, California and reports $197 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 8 private funds.
The request: Watch Connor Capital SB, LLC (CRD number 283073): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 283073
- SEC file number
- 801-129234
- SEC status
- Approved, effective December 14, 2023
- Main office
- 1236 Coast Village Circle Suite G, Santa Barbara, CA 93108
- Phone
- (805) 324-4073
- Website
- connorcsb.com
- Regulatory AUM
- $196,660,704 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $196,660,704
- Accounts
- 8
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 8: 8 private equity funds
- Gross assets of private funds
- $196,660,704
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 8 | $196.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $196.7 million | March 27, 2026 |
| December 1, 2025 | $212.6 million | November 3, 2025 |
Other advisers in Santa Barbara
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | $253.2 million | Not listed | adviserinfo.sec.gov |
| Nexxus Holdings Advisors LLC | Santa Barbara | $246.2 million | 3 | adviserinfo.sec.gov |
| Castle Wealth Planning | Santa Barbara | $236.4 million | Not listed | adviserinfo.sec.gov |
| Daniel Investment Associates, LLC | Santa Barbara | $225.3 million | Not listed | adviserinfo.sec.gov |
| Blue Marble Investments | Santa Barbara | $205.1 million | Not listed | adviserinfo.sec.gov |
| Bourke Wealth Management | Santa Barbara | $141.4 million | Not listed | adviserinfo.sec.gov |
| 15 Equity | Santa Barbara | $135.9 million | Not listed | adviserinfo.sec.gov |
| Vida Wealth Partners, Inc. | Santa Barbara | $129.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Barbara, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Connor Capital SB, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.