Data / Investment advisers / Florida / Compass Financial Management LLC
Compass Financial Management LLC, Tampa, FL: $894 million AUM, SEC registered investment adviser
Compass Financial Management LLC is an SEC registered investment adviser with its main office in Tampa, Florida and reports $894 million in regulatory assets under management in its Form ADV filed May 18, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 156345
- SEC file number
- 801-118185
- SEC status
- Approved, effective March 6, 2020
- Main office
- 2422 W. Sunset Drive, Tampa, FL 33629
- Phone
- (813) 597-6400
- Regulatory AUM
- $893,836,789 in the Form ADV filed May 18, 2026
- Discretionary AUM
- $893,836,789
- Accounts
- 3,799
- Employees
- 33, of which 31 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 36
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 197 | $444 million |
| Individuals (other than high net worth individuals) | 1,955 | $402 million |
| Pension and profit sharing plans | 37 | $29.4 million |
| Corporations or other businesses | 39 | $18.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $893.8 million | March 27, 2026 |
| December 1, 2025 | $519 million | November 17, 2025 |
Other advisers in Tampa
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | $1.58 billion | Not listed | adviserinfo.sec.gov |
| Anzu Partners, LLC | Tampa | $1.08 billion | 22 | adviserinfo.sec.gov |
| Weatherford Capital Management | Tampa | $1.05 billion | 21 | adviserinfo.sec.gov |
| Unique Wealth, LLC | Tampa | $965.6 million | Not listed | adviserinfo.sec.gov |
| Mac Alpha Capital Management, LP | Tampa | $937.8 million | 6 | adviserinfo.sec.gov |
| Bayshore Capital | Tampa | $879.2 million | 10 | adviserinfo.sec.gov |
| Fai Capital Management | Tampa | $842.1 million | Not listed | adviserinfo.sec.gov |
| Psi Advisors, LLC | Tampa | $800.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Tampa, FL
- Investment advisers in Florida
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Compass Financial Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.