Data / Investment advisers / Florida / Collaborative Wealth
Collaborative Wealth, Lake Mary, FL: $653 million AUM, SEC registered investment adviser
Collaborative Wealth is an SEC registered investment adviser with its main office in Lake Mary, Florida and reports $653 million in regulatory assets under management in its Form ADV filed March 18, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 142106
- SEC file number
- 801-80100
- SEC status
- Approved, effective August 6, 2014
- Legal name
- Collaborative Wealth Management, Inc.
- Main office
- 972 International Parkway, Lake Mary, FL 32746
- Phone
- (407) 792-3336
- Regulatory AUM
- $653,282,295 in the Form ADV filed March 18, 2026
- Discretionary AUM
- $593,995,275
- Non discretionary AUM
- $59,287,020
- Accounts
- 1,948
- Employees
- 13, of which 9 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 175 | $337.1 million |
| Individuals (other than high net worth individuals) | 740 | $243.7 million |
| Pension and profit sharing plans | 11 | $58.1 million |
| Corporations or other businesses | 8 | $13.2 million |
| Charitable organizations | 3 | $1.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $653.3 million | March 18, 2026 |
| December 1, 2025 | $564 million | January 29, 2025 |
Other advisers in Lake Mary
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Capacuity LLC | Lake Mary | $13.87 billion | Not listed | adviserinfo.sec.gov |
| Newport Group Consulting, LLC | Lake Mary | $5.05 billion | Not listed | adviserinfo.sec.gov |
| Shariaportfolio, Inc. | Lake Mary | $3.01 billion | 1 | adviserinfo.sec.gov |
| Jackson Wealth Management, LLC | Lake Mary | $1.07 billion | Not listed | adviserinfo.sec.gov |
| QTR Family Wealth, LLC | Lake Mary | $749.3 million | Not listed | adviserinfo.sec.gov |
| Familywealth | Lake Mary | $394.6 million | Not listed | adviserinfo.sec.gov |
| Familywealth Asset Management | Lake Mary | $177 million | Not listed | adviserinfo.sec.gov |
| Bluestar Wealth Management | Lake Mary | $139.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lake Mary, FL
- Investment advisers in Florida
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Collaborative Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.