Data / Investment advisers / Florida / Certuity, LLC
Certuity, LLC, North Palm Beach, FL: $3.3 billion AUM, SEC registered investment adviser
Certuity, LLC is an SEC registered investment adviser with its main office in North Palm Beach, Florida and reports $3.3 billion in regulatory assets under management in its Form ADV filed April 30, 2026. Its clients include high net worth individuals, pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 27 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 129505
- SEC file number
- 801-62580
- SEC status
- Approved, effective January 2, 2004
- Main office
- 1295 US Highway One Third Floor, North Palm Beach, FL 33408
- Phone
- (561) 693-3255
- Website
- certuity.com
- Regulatory AUM
- $3,301,613,248 in the Form ADV filed April 30, 2026
- Discretionary AUM
- $2,244,115,009
- Non discretionary AUM
- $1,057,498,239
- Accounts
- 1,828
- Employees
- 35, of which 15 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 27: 25 private equity funds, 2 hedge funds
- Gross assets of private funds
- $780,674,829
- Other offices
- 11
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 413 | $2.39 billion |
| Pooled investment vehicles | 26 | $780.7 million |
| Corporations or other businesses | Fewer than 5 | $73.8 million |
| Individuals (other than high net worth individuals) | 51 | $32.9 million |
| Pension and profit sharing plans | 30 | $24.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.30 billion | March 28, 2026 |
| December 1, 2025 | $3.10 billion | July 7, 2025 |
Other advisers in Florida
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fourth Sail Capital US LP | Boca Raton | $3.67 billion | 3 | adviserinfo.sec.gov |
| Provenance Wealth Advisors | Fort Lauderdale | $3.63 billion | Not listed | adviserinfo.sec.gov |
| Arbor Investments Management, LLC | Palm Beach | $3.48 billion | 11 | adviserinfo.sec.gov |
| Doubleline Alternatives LP | Tampa | $3.47 billion | Not listed | adviserinfo.sec.gov |
| Ceredex Value Advisors LLC | Winter Park | $3.43 billion | Not listed | adviserinfo.sec.gov |
| Tremblant Advisors LP | West Palm Beach | $3.27 billion | Not listed | adviserinfo.sec.gov |
| Gryphon Wealth | Jacksonville | $3.24 billion | Not listed | adviserinfo.sec.gov |
| Cumberland Advisors | Sarasota | $3.22 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Florida
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Certuity, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.