Data / Investment advisers / California / Certified Planners, Inc.
Certified Planners, Inc., San Ramon, CA: $197 million AUM, SEC registered investment adviser
Certified Planners, Inc. is an SEC registered investment adviser with its main office in San Ramon, California and reports $197 million in regulatory assets under management in its Form ADV filed January 14, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 105364
- SEC file number
- 801-34450
- SEC status
- Approved, effective May 18, 1989
- Main office
- 2333 San Ramon Valley Blvd. Ste 185, San Ramon, CA 94583
- Phone
- (925) 553-7200
- Website
- certifiedplannersinc.com
- Regulatory AUM
- $196,622,285 in the Form ADV filed January 14, 2026
- Discretionary AUM
- $196,622,285
- Accounts
- 536
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- January 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 60 | $138.8 million |
| Individuals (other than high net worth individuals) | 126 | $57.3 million |
| Corporations or other businesses | 2 | $519,906 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $196.6 million | January 14, 2026 |
| December 1, 2025 | $173.5 million | June 2, 2025 |
Other advisers in San Ramon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Accretive Wealth Management, LLC | San Ramon | $290.7 million | Not listed | adviserinfo.sec.gov |
| Auspicious Financial Planning, LLC | San Ramon | $278 million | Not listed | adviserinfo.sec.gov |
| Carey Wealth Management | San Ramon | $222.8 million | Not listed | adviserinfo.sec.gov |
| Alcosta Capital Management, Inc. | San Ramon | $210.2 million | Not listed | adviserinfo.sec.gov |
| Cannon Beach Financial Advisors | San Ramon | $209.2 million | Not listed | adviserinfo.sec.gov |
| Giving Tree Wealth Advisors | San Ramon | $138 million | Not listed | adviserinfo.sec.gov |
| Veraz Advisors | San Ramon | $109.6 million | Not listed | adviserinfo.sec.gov |
| Secure Retirement Financial & Insurance Services Corp. | San Ramon | $102 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Ramon, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Certified Planners, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.