Data / Investment advisers / New York / Cavalcade Capital LLC
Cavalcade Capital LLC, New York, NY: $150 million AUM, SEC registered investment adviser
Cavalcade Capital LLC is an SEC registered investment adviser with its main office in New York, New York and reports $150 million in regulatory assets under management in its Form ADV filed June 5, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 327292
- SEC file number
- 801-130262
- SEC status
- Approved, effective May 13, 2024
- Main office
- 55 Broadway 3rd Floor, New York, NY 10006
- Phone
- (212) 287-7727
- Website
- cavalcade.capital
- Regulatory AUM
- $149,900,000 in the Form ADV filed June 5, 2026
- Non discretionary AUM
- $149,900,000
- Accounts
- 41
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $149.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $149.9 million | March 25, 2026 |
| December 1, 2025 | $142 million | March 18, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cordoba Capital Partners, LLC | New York | $152.6 million | 15 | adviserinfo.sec.gov |
| H Squared Management LP | New York | $151.9 million | 1 | adviserinfo.sec.gov |
| Invidia Capital Management, L.P. | New York | $150.4 million | 2 | adviserinfo.sec.gov |
| Secondmarket Financial, LLC | New York | $150 million | 25 | adviserinfo.sec.gov |
| Alpaca | New York | $149.9 million | 11 | adviserinfo.sec.gov |
| Clearbrook Investment Solutions LLC | New York | $149.9 million | Not listed | adviserinfo.sec.gov |
| Konektis Capital | New York | $149.8 million | 1 | adviserinfo.sec.gov |
| Chamonix Partners Capital Management LLC | New York | $149.2 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Cavalcade Capital LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.