Data / Investment advisers / Texas / Carriage Services Investment Advisors, Inc.
Carriage Services Investment Advisors, Inc., Houston, TX: $308 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Carriage Services Investment Advisors, Inc. is an SEC registered investment adviser with its main office in Houston, Texas and reports $308 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management. It advises 1 private fund.
The request: Watch Carriage Services Investment Advisors, Inc. (CRD number 164325): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 164325
- SEC file number
- 801-76865
- SEC status
- Approved, effective July 18, 2012
- Main office
- 3040 Post Oak Blvd. Suite 300, Houston, TX 77056
- Phone
- (713) 332-8400
- Regulatory AUM
- $308,215,760 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $307,682,015
- Non discretionary AUM
- $533,745
- Accounts
- 124
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $278,298,212
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $278.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $308.2 million | March 27, 2026 |
| December 1, 2025 | $280.3 million | July 9, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cap Six Advisors | Houston | $340.8 million | Not listed | adviserinfo.sec.gov |
| Intrepid Investment Management, LLC | Houston | $336 million | 9 | adviserinfo.sec.gov |
| The Menard Financial Group, LLC | Houston | $335.3 million | Not listed | adviserinfo.sec.gov |
| Leggett Capital Partners | Houston | $333.4 million | 20 | adviserinfo.sec.gov |
| Patron Partners, LLC | Houston | $325.7 million | Not listed | adviserinfo.sec.gov |
| Penney Financial | Houston | $303.5 million | Not listed | adviserinfo.sec.gov |
| Core Capital Management and Research Inc. | Houston | $298.8 million | Not listed | adviserinfo.sec.gov |
| Beacon Financial Advisors LTD | Houston | $296.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Carriage Services Investment Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.