Data / Investment advisers / Texas / Broadway Wealth Solutions
Broadway Wealth Solutions, San Antonio, TX: $308 million AUM, SEC registered investment adviser
Broadway Wealth Solutions is an SEC registered investment adviser with its main office in San Antonio, Texas and reports $308 million in regulatory assets under management in its Form ADV filed August 13, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 291753
- SEC file number
- 801-124953
- SEC status
- Approved, effective May 5, 2022
- Legal name
- Broadway Wealth Solutions, Inc.
- Main office
- 1177 N.E. Loop 410 5th Floor, San Antonio, TX 78209
- Phone
- (210) 283-6600
- Website
- broadway.bank
- Regulatory AUM
- $308,050,784 in the Form ADV filed August 13, 2026
- Discretionary AUM
- $273,808,492
- Non discretionary AUM
- $34,242,292
- Accounts
- 1,254
- Employees
- 11, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 25
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 152 | $149.3 million |
| Individuals (other than high net worth individuals) | 723 | $144.6 million |
| Corporations or other businesses | 26 | $9.7 million |
| Charitable organizations | 4 | $4.2 million |
| Pension and profit sharing plans | 1 | $178,632 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $308.1 million | March 5, 2026 |
| December 1, 2025 | $265.8 million | July 25, 2025 |
Other advisers in San Antonio
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Secure Financial Management | San Antonio | $399.8 million | Not listed | adviserinfo.sec.gov |
| M. E. Allison & Co., Inc. | San Antonio | $366.4 million | Not listed | adviserinfo.sec.gov |
| Financial Life Advisors | San Antonio | $366.3 million | Not listed | adviserinfo.sec.gov |
| Stone Oak Wealth Management, LLC | San Antonio | $355.6 million | Not listed | adviserinfo.sec.gov |
| Glass Wealth Management Co., LLC | San Antonio | $311.9 million | Not listed | adviserinfo.sec.gov |
| Avid Wealth Partners, LLC | San Antonio | $298.5 million | Not listed | adviserinfo.sec.gov |
| Best Invest | San Antonio | $296.4 million | Not listed | adviserinfo.sec.gov |
| Imperium Wealth Management, LLC | San Antonio | $264.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Antonio, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Broadway Wealth Solutions on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.