Data / Investment advisers / Rhode Island / Axis Wealth Partners, LLC
Axis Wealth Partners, LLC, East Providence, RI: $377 million AUM, SEC registered investment adviser
Axis Wealth Partners, LLC is an SEC registered investment adviser with its main office in East Providence, Rhode Island and reports $377 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 167122
- SEC file number
- 801-120324
- SEC status
- Approved, effective February 12, 2021
- Main office
- 400 Massasoit Avenue Suite 112, East Providence, RI 02914
- Phone
- (401) 441-5111
- Website
- axiswp.com
- Regulatory AUM
- $377,380,633 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $377,380,633
- Accounts
- 1,686
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 683 | $204.5 million |
| High net worth individuals | 98 | $172.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $377.4 million | March 26, 2026 |
| December 1, 2025 | $289.7 million | March 31, 2025 |
Other advisers in Rhode Island
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lincoln Capital Corporation | East Greenwich | $418.3 million | Not listed | adviserinfo.sec.gov |
| Hall Capital Management Company, Inc. | Barrington | $411.6 million | Not listed | adviserinfo.sec.gov |
| The Retirement Planning Company of New England, Inc. | Warwick | $394.4 million | Not listed | adviserinfo.sec.gov |
| Signet Investment Advisory Group, Inc. | Providence | $394.1 million | Not listed | adviserinfo.sec.gov |
| Wealth Management Resources, Inc. | Smithfield | $385.2 million | Not listed | adviserinfo.sec.gov |
| Arlen Capital, LLC | Warwick | $348.8 million | Not listed | adviserinfo.sec.gov |
| Weybosset Research & Management, LLC | Providence | $340.9 million | Not listed | adviserinfo.sec.gov |
| Fenway Partners, LLC | Westerly | $306.8 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rhode Island
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Axis Wealth Partners, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.