Data / Investment advisers / New Jersey / Abner Herrman & Brock, LLC
Abner Herrman & Brock, LLC, Jersey City, NJ: $2.7 billion AUM, SEC registered investment adviser
Abner Herrman & Brock, LLC is an SEC registered investment adviser with its main office in Jersey City, New Jersey and reports $2.7 billion in regulatory assets under management in its Form ADV filed June 9, 2026. Its clients include high net worth individuals, corporations and other businesses and charitable organizations. It is paid through a percentage of assets under management.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 8517
- SEC file number
- 801-17402
- SEC status
- Approved, effective July 9, 1982
- Main office
- 185 Hudson Street Suite 1640, Jersey City, NJ 07311
- Phone
- (201) 484-2000
- Website
- ahbi.com
- Regulatory AUM
- $2,736,053,212 in the Form ADV filed June 9, 2026
- Discretionary AUM
- $2,674,386,214
- Non discretionary AUM
- $61,666,998
- Accounts
- 2,403
- Employees
- 13, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2,246 | $2.34 billion |
| Corporations or other businesses | 82 | $243.7 million |
| Charitable organizations | 54 | $119.7 million |
| Pension and profit sharing plans | 16 | $28.2 million |
| Individuals (other than high net worth individuals) | 5 | $950,762 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.74 billion | March 6, 2026 |
| December 1, 2025 | $2.43 billion | March 7, 2025 |
Other advisers in Jersey City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Managed Account Advisors LLC | Jersey City | $994.99 billion | Not listed | adviserinfo.sec.gov |
| Lord, Abbett & Co. LLC | Jersey City | $270.39 billion | 9 | adviserinfo.sec.gov |
| Corebridge Institutional Investments (U.S.), LLC | Jersey City | $121.05 billion | 13 | adviserinfo.sec.gov |
| Reaves Asset Management | Jersey City | $5.94 billion | Not listed | adviserinfo.sec.gov |
| Hudson Edge Investment Partners, Inc. | Jersey City | $2.95 billion | 1 | adviserinfo.sec.gov |
| Lord Abbett Private Credit Advisor LLC | Jersey City | $1.28 billion | 1 | adviserinfo.sec.gov |
| Hudson Cove Capital Management LLC | Jersey City | $1.21 billion | 3 | adviserinfo.sec.gov |
| DGS Capital Management | Jersey City | $1.05 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Jersey City, NJ
- Investment advisers in New Jersey
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Abner Herrman & Brock, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.