Data / Investment advisers / Minnesota / 360 Financial
360 Financial, Wayzata, MN: $701 million AUM, SEC registered investment adviser
360 Financial is an SEC registered investment adviser with its main office in Wayzata, Minnesota and reports $701 million in regulatory assets under management in its Form ADV filed May 12, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 168600
- SEC file number
- 801-78425
- SEC status
- Approved, effective August 30, 2013
- Legal name
- 360 Financial, Inc.
- Main office
- 849 Lake Street East, Wayzata, MN 55391
- Phone
- (952) 542-8900
- Regulatory AUM
- $700,535,009 in the Form ADV filed May 12, 2026
- Discretionary AUM
- $636,464,548
- Non discretionary AUM
- $64,070,461
- Accounts
- 2,079
- Employees
- 16, of which 10 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- May 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 421 | $464 million |
| Individuals (other than high net worth individuals) | 756 | $151 million |
| Corporations or other businesses | 25 | $79.1 million |
| Charitable organizations | 3 | $4.8 million |
| Pension and profit sharing plans | 1 | $1.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $700.5 million | March 11, 2026 |
| December 1, 2025 | $567.6 million | March 20, 2025 |
Other advisers in Wayzata
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Walleye Capital LLC | Wayzata | $52.11 billion | 5 | adviserinfo.sec.gov |
| Black Lake Investments LLC | Wayzata | $1.19 billion | Not listed | adviserinfo.sec.gov |
| Minneapolis Portfolio Management Group, LLC | Wayzata | $1.10 billion | Not listed | adviserinfo.sec.gov |
| North Sky Capital, LLC | Wayzata | $986.1 million | 15 | adviserinfo.sec.gov |
| Estuary Capital Management LP | Wayzata | $853.9 million | 1 | adviserinfo.sec.gov |
| Fiat Wealth Management | Wayzata | $517.4 million | Not listed | adviserinfo.sec.gov |
| Perceptive Edge Investment Management, Inc. | Wayzata | $505 million | Not listed | adviserinfo.sec.gov |
| Hunter Street Partners, LP | Wayzata | $313 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wayzata, MN
- Investment advisers in Minnesota
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- 360 Financial on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.