Data / Investment advisers / Texas / The Woodlands
Investment advisers in The Woodlands, TX: 25 firms, $18.7 billion in AUM
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
25 investment advisers have their main office in The Woodlands, Texas: 24 SEC registered and 1 exempt reporting. The registered advisers report $18.7 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Rockland Capital, LP with $4.4 billion.
The request: Every investment adviser in The Woodlands, Texas with AUM over $100 million, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 25Advisers
- 24SEC registered
- 1Exempt reporting
- $18.7 billionTotal AUM
- 24Advisers over $100 million
- 7Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Rockland Capital, LP | The Woodlands | $4.39 billion | 10 | 24 | 10 | (281) 863-9000 | rocklandcapital.com | adviserinfo.sec.gov |
| Ew Healthcare Partners | The Woodlands | $2.06 billion | 19 | 13 | 19 | (281) 364-1555 | ewhealthcare.com | adviserinfo.sec.gov |
| Summa Corp. | The Woodlands | $1.59 billion | 88 | 5 | Not listed | (281) 362-9977 | summa-wealth.com | adviserinfo.sec.gov |
| Rhame & Gorrell Wealth Management | The Woodlands | $1.44 billion | 3,020 | 34 | Not listed | (832) 789-1100 | adviserinfo.sec.gov | |
| Avion Wealth | The Woodlands | $984.6 million | 1,702 | 15 | Not listed | (281) 528-1200 | adviserinfo.sec.gov | |
| Erguz, LLC | The Woodlands | $889 million | 159 | 1 | Not listed | (832) 631-6284 | erguz.com | adviserinfo.sec.gov |
| Waterway Wealth Management, L.L.C. | The Woodlands | $675.8 million | 1,073 | 11 | Not listed | (281) 363-0000 | waterwaywealth.com | adviserinfo.sec.gov |
| Bellatore Financial, Inc. | The Woodlands | $638.7 million | 1,731 | 3 | 1 | (877) 242-9949 | adviserinfo.sec.gov | |
| CHJ Wealth Management | The Woodlands | $600.2 million | 696 | 6 | Not listed | (281) 298-2700 | chjwealthmanagement.com | adviserinfo.sec.gov |
| Outlook Wealth Advisors, LLC | The Woodlands | $593.7 million | 2,461 | 11 | Not listed | (281) 872-1515 | adviserinfo.sec.gov | |
| Ias Wealth Management, Inc. | The Woodlands | $588.6 million | 235 | 8 | Not listed | (281) 364-0606 | iaswealth.com | adviserinfo.sec.gov |
| Qvidtvm Management LLC | The Woodlands | $555.8 million | 5 | 6 | 3 | (212) 457-9077 | qvidtvm.com | adviserinfo.sec.gov |
| The Sum | The Woodlands | $551.4 million | 949 | 12 | Not listed | (281) 940-4859 | adviserinfo.sec.gov | |
| Peirce Capital Management, LLC | The Woodlands | $534.1 million | 1,023 | 5 | Not listed | (281) 858-3524 | peircecap.com | adviserinfo.sec.gov |
| HFG Wealth Management, LLC | The Woodlands | $505.6 million | 1,492 | 5 | Not listed | (832) 585-0110 | hfgwm.com | adviserinfo.sec.gov |
| Threadgill Financial, LLC | The Woodlands | $399.4 million | 901 | 3 | Not listed | (713) 893-5635 | threadgillfinancial.com | adviserinfo.sec.gov |
| Awm Financial Services Inc. | The Woodlands | $320.6 million | 2,700 | 19 | Not listed | (281) 444-7555 | adviserinfo.sec.gov | |
| Legacy Capital | The Woodlands | $273.4 million | 1,055 | 3 | Not listed | (281) 595-1990 | lead-a-legacy.com | adviserinfo.sec.gov |
| Position Wealth | The Woodlands | $242.1 million | 215 | 3 | Not listed | (281) 968-2780 | adviserinfo.sec.gov | |
| Cooksen Wealth, LLC | The Woodlands | $206.2 million | 331 | 3 | Not listed | (832) 592-2554 | cooksenwealth.com | adviserinfo.sec.gov |
| Diamond Client Group, LLC | The Woodlands | $185.8 million | 714 | 11 | Not listed | (832) 319-1555 | adviserinfo.sec.gov | |
| White Wing Wealth Management, LLC | The Woodlands | $182.8 million | 500 | 5 | Not listed | (832) 764-5305 | adviserinfo.sec.gov | |
| Newport Global Advisors L.P. | The Woodlands | $174.8 million | 6 | 5 | 5 | (713) 559-7400 | newportglobaladvisors.com | adviserinfo.sec.gov |
| Bison Investment Advisors, LLC | The Woodlands | $157.5 million | 304 | 4 | 1 | (281) 665-3616 | bisoninvestmentadvisors.com | adviserinfo.sec.gov |
| Umbono Commodity Fund Management, LLC | The Woodlands | Not listed | Not listed | Not listed | 1 | (713) 589-8810 | umbono.us | adviserinfo.sec.gov |
Advisers in The Woodlands that manage private funds
7 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Ew Healthcare Partners | The Woodlands | TX | 19 | Not listed | 13 | 6 | Not listed | $2.54 billion | $2.06 billion | adviserinfo.sec.gov |
| Rockland Capital, LP | The Woodlands | TX | 10 | Not listed | 10 | Not listed | Not listed | $4.39 billion | $4.39 billion | adviserinfo.sec.gov |
| Newport Global Advisors L.P. | The Woodlands | TX | 5 | 3 | 2 | Not listed | Not listed | $111.6 million | $174.8 million | adviserinfo.sec.gov |
| Qvidtvm Management LLC | The Woodlands | TX | 3 | 2 | Not listed | Not listed | Not listed | $555.8 million | $555.8 million | adviserinfo.sec.gov |
| Bellatore Financial, Inc. | The Woodlands | TX | 1 | Not listed | Not listed | Not listed | Not listed | Not listed | $638.7 million | adviserinfo.sec.gov |
| Bison Investment Advisors, LLC | The Woodlands | TX | 1 | Not listed | 1 | Not listed | Not listed | $7.8 million | $157.5 million | adviserinfo.sec.gov |
| Umbono Commodity Fund Management, LLC | The Woodlands | TX | 1 | 1 | Not listed | Not listed | Not listed | $4.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.