Data / Form D filings / Week of Mar 11
Form D filings, week of March 11, 2024: 474 companies raised $17.99 billion
474 operating companies filed a Form D in the week of March 11, 2024, reporting $17.99 billion sold. Largest: NHIT: Agency MBS Trust ($5.17 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($2.03 billion), NEW YORK LIFE INSURANCE & ANNUITY CORP ($1.96 billion). The median filing is $2.8 million, and 798 pooled investment funds also filed that week.
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- 474Form D filings
- $17.99 billionreported sold
- $2.8 millionmedian amount sold
- CAmost filings (73)
Most filings by state: CA 73, NY 53, MA 36, TX 34, FL 34. By industry: Other Technology 96, Other 94, Other Real Estate 57, Commercial 47.
By day: Mar 11 (77), Mar 12 (92), Mar 13 (104), Mar 14 (102), Mar 15 (99).
Every company that filed, largest first
| Company | Industry | City | State | Amount sold | Offering | Investors | Filed | Filing |
|---|---|---|---|---|---|---|---|---|
| NHIT: Agency MBS Trust (amended) | Investing | Boston | MA | $5,167,355,317 | Indefinite | 33 | Mar 15 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $2,029,235,097 | Indefinite | 170 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,958,652,155 | Indefinite | 131 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $1,826,709,576 | Indefinite | 119 | Mar 14 | sec.gov |
| NHIT: Long Duration Government-Credit Trust (amended) | Investing | Boston | MA | $713,972,164 | Indefinite | 10 | Mar 15 | sec.gov |
| Figure AI Inc. | Other Technology | Sunnyvale | CA | $674,981,967 | $675,000,000 | 45 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $545,593,981 | Indefinite | 2 | Mar 14 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $505,539,837 | Indefinite | 151 | Mar 14 | sec.gov |
| Crinetics Pharmaceuticals, Inc. | Biotechnology | San Diego | CA | $350,000,028 | $350,000,028 | 36 | Mar 11 | sec.gov |
| Cohen & Steers Income Opportunities REIT, Inc. (amended) | REITS and Finance | New York | NY | $221,000,000 | Indefinite | 107 | Mar 14 | sec.gov |
| Vestwell Holdings Inc. | Other Technology | New York | NY | $176,052,333 | $176,052,333 | 24 | Mar 11 | sec.gov |
| Makena Club LLC (amended) | Other | Scottsdale | AZ | $175,147,500 | Indefinite | 174 | Mar 13 | sec.gov |
| NEW YORK LIFE INSURANCE & ANNUITY CORP (amended) | Insurance | New York | NY | $132,819,829 | Indefinite | 106 | Mar 14 | sec.gov |
| ALUMIS INC. | Biotechnology | South San Francisco | CA | $129,499,957 | $258,999,914 | 24 | Mar 11 | sec.gov |
| Zephyr AI, Inc. | Biotechnology | Mclean | VA | $111,354,487 | $120,663,249 | 30 | Mar 13 | sec.gov |
| AXONIUS, INC. | Other Technology | New York | NY | $99,999,990 | Indefinite | 2 | Mar 14 | sec.gov |
| Applied Therapeutics, Inc. | Biotechnology | New York | NY | $99,997,998 | $99,997,998 | 31 | Mar 13 | sec.gov |
| Lasalle Mortgage Real Estate Capital V INC (amended) | REITS and Finance | Los Angeles | CA | $92,230,750 | $750,000,000 | 115 | Mar 14 | sec.gov |
| JLLX Diversified III, DST (amended) | Other Real Estate | Chicago | IL | $80,386,238 | $95,916,712 | 68 | Mar 12 | sec.gov |
| Eco Business Fund, SICAV SIF - Eco-business I Sub-Fund (amended) | Other Banking and Financial Services | Bertrange | $74,500,000 | Indefinite | 4 | Mar 14 | sec.gov | |
| Third Lake RE PH Development Fund IV, LP (amended) | Other Real Estate | Tampa | FL | $74,350,000 | Indefinite | 6 | Mar 14 | sec.gov |
| Cart.com, Inc. (amended) | Other Technology | Houston | TX | $68,555,555 | $80,777,398 | 18 | Mar 13 | sec.gov |
| Supplying Demand, Inc. | Other | Los Angeles | CA | $67,609,789 | $67,609,789 | 27 | Mar 15 | sec.gov |
| Beneficient | Other Banking and Financial Services | Dallas | TX | $62,096,231 | $62,096,231 | 3 | Mar 13 | sec.gov |
| REGENT CRAFT INC. | Other Technology | North Kingstown | RI | $60,549,985 | $61,181,592 | 30 | Mar 14 | sec.gov |
| CAG 2024 Holdings, LLC | Other Real Estate | Columbus | OH | $58,000,100 | $58,000,100 | 12 | Mar 15 | sec.gov |
| Overjet, Inc. | Other | Boston | MA | $56,719,860 | $56,719,860 | 18 | Mar 12 | sec.gov |
| Minneapolis MSA Senior Living Portfolio DST (amended) | Other Real Estate | Oak Brook | IL | $56,357,175 | $76,762,629 | 110 | Mar 15 | sec.gov |
| Hometeam Technologies, Inc. | Other Health Care | New York | NY | $51,815,347 | $51,815,347 | 26 | Mar 13 | sec.gov |
| Pi Health Inc. | Biotechnology | Cambridge | MA | $41,798,400 | $41,798,400 | 1 | Mar 14 | sec.gov |
| Melt Pharmaceuticals, Inc. (amended) | Pharmaceuticals | Brentwood | TN | $41,552,780 | $47,763,600 | 300 | Mar 11 | sec.gov |
| NexPoint Small Bay I DST (amended) | Other Real Estate | Dallas | TX | $41,253,000 | $59,505,817 | 121 | Mar 12 | sec.gov |
| Fort Myers BTR DST (amended) | Other Real Estate | Oak Brook | IL | $40,324,800 | $54,462,042 | 114 | Mar 15 | sec.gov |
| Winners Alliance, Inc. | Other | Tysons | VA | $40,000,000 | $40,000,000 | 10 | Mar 14 | sec.gov |
| CodaMetrix Inc. | Other Health Care | Boston | MA | $36,997,040 | $40,000,000 | 10 | Mar 15 | sec.gov |
| Kayak Capital, LLC (amended) | Other Real Estate | West Des Moines | IA | $36,178,000 | $50,000,000 | 35 | Mar 15 | sec.gov |
| FIRST STREET TECHNOLOGY, INC. | Other | New York | NY | $33,499,992 | $33,499,992 | 5 | Mar 14 | sec.gov |
| TF Special Opportunities - Frisco Ltd | Other Real Estate | Boston | MA | $33,442,410 | $33,982,260 | 11 | Mar 13 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $32,772,600 | Indefinite | 46 | Mar 14 | sec.gov |
| Nocion Therapeutics, Inc. | Pharmaceuticals | Watertown | MA | $31,112,518 | $70,044,380 | 13 | Mar 13 | sec.gov |
| Pi Health Inc. | Biotechnology | Cambridge | MA | $30,877,444 | $35,000,001 | 12 | Mar 14 | sec.gov |
| LanzaJet, Inc. | Other Technology | Deerfield | IL | $30,000,000 | Indefinite | 1 | Mar 15 | sec.gov |
| Appex Group, Inc. (amended) | Other Technology | Boston | MA | $29,700,356 | $31,535,366 | 81 | Mar 12 | sec.gov |
| CEP WORKFORCE HOUSING FUND, LLC (amended) | REITS and Finance | Everett | WA | $29,680,000 | $65,000,000 | 96 | Mar 12 | sec.gov |
| Bluebonnet Investors, LLC | Commercial | Atlanta | GA | $29,410,770 | $29,410,770 | 72 | Mar 11 | sec.gov |
| Nano Net Technologies Inc. | Other Technology | Santa Clara | CA | $29,279,129 | $29,279,129 | 9 | Mar 12 | sec.gov |
| Rabbit Inc/DE | Other Technology | Santa Monica | CA | $28,699,936 | $32,000,000 | 4 | Mar 14 | sec.gov |
| 1031CF Portfolio 4 DST (amended) | Other Real Estate | Irvine | CA | $26,484,448 | $30,500,000 | 71 | Mar 11 | sec.gov |
| Formic Labs LLC | Other Technology | Woodbury | NY | $25,500,000 | $25,500,000 | 4 | Mar 13 | sec.gov |
| Cornelis Networks, Inc. | Computers | Wayne | PA | $25,000,000 | $45,000,000 | 1 | Mar 12 | sec.gov |
| Coeur Mining, Inc. | Other | Chicago | IL | $25,000,000 | $25,000,000 | 13 | Mar 11 | sec.gov |
| Alterwood Holdings, LLC | Insurance | Owings Mills | MD | $24,565,000 | $30,600,000 | 66 | Mar 13 | sec.gov |
| Cicada Logistics LLC | Other Energy | Golden | CO | $24,105,000 | $40,000,000 | 387 | Mar 13 | sec.gov |
| TFRP QOF Columbus-Raleigh 2022, LLC | Other Real Estate | Boston | MA | $23,040,000 | $23,040,000 | 16 | Mar 13 | sec.gov |
| TFRP QOF Duke 2020, LLC | Other Real Estate | Boston | MA | $23,025,000 | $23,025,000 | 22 | Mar 11 | sec.gov |
| 1126833 B.C. LTD. (amended) | Other | New York | NY | $21,566,914 | Indefinite | 28 | Mar 14 | sec.gov |
| Lukla Inc. (amended) | Other Technology | Portland | OR | $21,109,588 | $30,000,000 | 57 | Mar 14 | sec.gov |
| Doorloop Inc. (amended) | Other Technology | Miami Beach | FL | $20,050,000 | $20,050,000 | 2 | Mar 11 | sec.gov |
| Pure Lithium Corp | Other Energy | Charlestown | MA | $19,918,080 | $30,000,016 | 9 | Mar 14 | sec.gov |
| Landline Co (amended) | Other | Fort Collins | CO | $19,842,882 | $21,850,000 | 28 | Mar 14 | sec.gov |
| LiveKit Inc | Other Technology | San Jose | CA | $19,742,076 | $19,999,997 | 3 | Mar 13 | sec.gov |
| Tollpass, LLC | Other | Albany | NY | $19,118,433 | Indefinite | 12 | Mar 14 | sec.gov |
| GP-CM County Line Investors, LLC | Commercial | Indianapolis | IN | $19,025,000 | $30,000,000 | 110 | Mar 11 | sec.gov |
| Beekeeper's Naturals Inc. | Other | Thornhill | $18,682,566 | $18,682,566 | 23 | Mar 13 | sec.gov | |
| 275 Funding, LLC (amended) | Other Banking and Financial Services | Haverford | PA | $18,681,834 | $30,000,000 | 250 | Mar 15 | sec.gov |
| Fuel Me Holdings, Inc. (amended) | Other Technology | Burr Ridge | IL | $18,499,993 | $18,500,000 | 16 | Mar 15 | sec.gov |
| Hockey Parent Holdings, L.P. | Other | Chicago | IL | $18,054,918 | $18,054,918 | 12 | Mar 14 | sec.gov |
| TFRP QOF 1130 N. Delaware 2021, LLC | Other Real Estate | Boston | MA | $17,540,000 | $17,540,000 | 14 | Mar 13 | sec.gov |
| Pando Root, LLC | Other | Yorktown Heights | NY | $17,370,000 | $18,000,000 | 9 | Mar 13 | sec.gov |
| PFD MANAGEMENT FUND 1007, LLC (amended) | Other Banking and Financial Services | Modesto | CA | $17,278,717 | $20,000,000 | 128 | Mar 12 | sec.gov |
| ALZHEON, INC. | Biotechnology | Framingham | MA | $17,249,891 | $49,995,798 | 2 | Mar 12 | sec.gov |
| PFD MANAGEMENT FUND 1008, LLC (amended) | Other Banking and Financial Services | Henderson | NV | $16,831,030 | $20,000,000 | 85 | Mar 12 | sec.gov |
| TFRP QOF 57 Main 2022, LLC | Other Real Estate | Boston | MA | $16,540,000 | $16,540,000 | 12 | Mar 13 | sec.gov |
| Tempo Therapeutics, Inc. | Biotechnology | San Diego | CA | $16,327,664 | $16,793,660 | 26 | Mar 15 | sec.gov |
| Novel Capital, Inc. | Other Banking and Financial Services | Overland Park | KS | $15,778,850 | $15,778,850 | 39 | Mar 11 | sec.gov |
| Setpoint Technologies Inc. | Other Technology | Austin | TX | $15,341,943 | $30,000,000 | 3 | Mar 15 | sec.gov |
| Cayosoft, Inc. | Other Technology | Westerville | OH | $15,000,000 | $15,000,000 | 1 | Mar 15 | sec.gov |
| SkyOne Federal Credit Union (amended) | Other Banking and Financial Services | Hawthorne | CA | $15,000,000 | $15,000,000 | 6 | Mar 14 | sec.gov |
| Topsort, Inc. | Other | Palo Alto | CA | $14,849,951 | $25,149,931 | 7 | Mar 12 | sec.gov |
| PG Dallas Uptown Investors, LLC (amended) | Other Real Estate | Atlanta | GA | $14,571,000 | $51,100,000 | 85 | Mar 15 | sec.gov |
| Full Glass Wine Co., LLC | Retailing | Lake Forest | IL | $14,249,991 | $15,000,000 | 7 | Mar 13 | sec.gov |
| DPEG Heritage, LP | Commercial | Stafford | TX | $13,950,000 | $13,950,000 | 145 | Mar 14 | sec.gov |
| TFRP QOF St. Pete 2021, LLC | Other Real Estate | Boston | MA | $13,790,000 | $13,790,000 | 15 | Mar 11 | sec.gov |
| R & B Supply Chain Inc. | Other Technology | New York | NY | $13,506,054 | $13,506,054 | 18 | Mar 12 | sec.gov |
| AgNovos Bioscience, Inc. | Other Health Care | Rockville | MD | $13,377,366 | $13,377,366 | 8 | Mar 12 | sec.gov |
| TFRP QOF KB Knoxville 2022, LLC | Other Real Estate | Boston | MA | $13,040,000 | $13,040,000 | 11 | Mar 13 | sec.gov |
| PFD MANAGEMENT FUND 1006, LLC (amended) | Other Banking and Financial Services | Modesto | CA | $12,947,445 | $15,000,000 | 105 | Mar 15 | sec.gov |
| Endeavor Bancorp | Commercial Banking | San Diego | CA | $12,500,000 | $12,500,000 | 10 | Mar 11 | sec.gov |
| Bottlefly, Inc. | Other | San Luis Obispo | CA | $12,379,693 | $12,379,693 | 48 | Mar 12 | sec.gov |
| WATERFORD BANCORP INC (amended) | Commercial Banking | Toledo | OH | $12,169,045 | $12,169,045 | 25 | Mar 11 | sec.gov |
| Petfive Brands Global Holding Inc. | Other | Miami | FL | $12,000,000 | $12,000,000 | 8 | Mar 12 | sec.gov |
| TFRP Apex Nashville 2022, LLC | Other Real Estate | Boston | MA | $11,540,000 | $11,540,000 | 13 | Mar 13 | sec.gov |
| Mantaline Holdings, LLC | Manufacturing | Cleveland | OH | $11,350,000 | $11,350,000 | 15 | Mar 15 | sec.gov |
| TFRP QOF Karlota 2021, LLC | Other Real Estate | Boston | MA | $11,275,000 | $11,275,000 | 12 | Mar 11 | sec.gov |
| TFRP QOF Columbus II 2022, LLC | Other Real Estate | Boston | MA | $11,040,000 | $11,040,000 | 10 | Mar 13 | sec.gov |
| PSC Ambassadors Fund 2024 LLC | Residential | Yardley | PA | $11,000,000 | $11,000,000 | 13 | Mar 13 | sec.gov |
| FWG Capital Fund (amended) | Other Banking and Financial Services | Winter Park | FL | $10,949,713 | $10,949,713 | 50 | Mar 11 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $10,200,070 | $10,200,070 | 4 | Mar 13 | sec.gov |
| Linnaea Holdings, LLC | Other Real Estate | Boston | MA | $10,137,500 | $10,137,500 | 23 | Mar 13 | sec.gov |
| EAG Holdings LP | Other | New York | NY | $10,000,003 | Indefinite | 1 | Mar 11 | sec.gov |
| Fountain Inn BTR, LLC | Residential | Newtown Square | PA | $10,000,000 | $14,500,000 | 50 | Mar 15 | sec.gov |
| Auxilus Inc. | Other Technology | New York | NY | $10,000,000 | $10,000,000 | 5 | Mar 15 | sec.gov |
| K-9 Holdings LLC | Other | Fanwood | NJ | $10,000,000 | $10,000,000 | 1 | Mar 15 | sec.gov |
| Eco Business Fund, SICAV SIF - Eco-business II Sub-Fund | Other Banking and Financial Services | Bertrange | $10,000,000 | Indefinite | 1 | Mar 14 | sec.gov | |
| Neurock Pharmaceuticals Inc. | Pharmaceuticals | Princeton | NJ | $10,000,000 | $10,000,000 | 1 | Mar 11 | sec.gov |
| SEALSQ Corp | Other Technology | Cointrin | $10,000,000 | $10,000,000 | 2 | Mar 11 | sec.gov | |
| Topicals RX, Inc. | Retailing | Santa Monica | CA | $9,999,996 | $9,999,996 | 1 | Mar 14 | sec.gov |
| U.S. Coachways, Inc. | Other Travel | Holmdel | NJ | $9,999,969 | $10,000,000 | 1 | Mar 12 | sec.gov |
| ONL Therapeutics, Inc. | Biotechnology | Ann Arbor | MI | $9,999,948 | $10,000,000 | 35 | Mar 12 | sec.gov |
| Westfield Centerpark Investors LLLP | Commercial | Denver | CO | $9,925,000 | $10,000,000 | 52 | Mar 14 | sec.gov |
| Springwood Hospitality 14, LP | Commercial | York | PA | $9,900,000 | $24,600,000 | 22 | Mar 13 | sec.gov |
| FC Algoma JV LLC | Commercial | Boynton Beach | FL | $9,750,000 | $9,750,000 | 0 | Mar 12 | sec.gov |
| GRANITE PEAK 4, LLC | Other | Chicago | IL | $9,609,370 | Indefinite | 40 | Mar 13 | sec.gov |
| Evolve Fruitland LLC | Commercial | Greensboro | NC | $9,606,644 | $9,606,644 | 7 | Mar 15 | sec.gov |
| MealMe, Inc. | Other | Scottdale | GA | $9,239,985 | $13,089,988 | 13 | Mar 14 | sec.gov |
| GT Metabolic Solutions Inc | Other | San Jose | CA | $9,109,228 | $25,428,000 | 69 | Mar 12 | sec.gov |
| Evolve at Deep River, LLC | Commercial | Greensboro | NC | $8,450,835 | $8,650,835 | 14 | Mar 14 | sec.gov |
| SWNC III Investors, LLC | Commercial | Birmingham | AL | $8,100,000 | $8,100,000 | 42 | Mar 12 | sec.gov |
| TFRP QOF Columbus 2021 LLC | Other Real Estate | Boston | MA | $8,040,000 | $8,040,000 | 14 | Mar 13 | sec.gov |
| Firestorm Labs, Inc. | Other Technology | San Diego | CA | $8,019,500 | $10,000,000 | 15 | Mar 11 | sec.gov |
| FLAVORCLOUD, INC. | Business Services | Seattle | WA | $7,939,790 | $7,939,790 | 11 | Mar 15 | sec.gov |
| Rithm Capital Management LLC | Other Banking and Financial Services | New York | NY | $7,912,436 | $7,912,436 | 5 | Mar 11 | sec.gov |
| Emergent Rising SPV, LLC | Investing | Las Vegas | NV | $7,800,000 | $7,800,000 | 7 | Mar 13 | sec.gov |
| BUNDY INVESTMENTS INC | Other Technology | Los Angeles | CA | $7,500,000 | $7,500,000 | 1 | Mar 15 | sec.gov |
| EV-PETROL INC | Other Technology | Lake Forest | CA | $7,500,000 | $7,500,000 | 1 | Mar 15 | sec.gov |
| LODAS Markets, Inc. (amended) | Other Technology | Overland Park | KS | $7,445,621 | $10,000,000 | 23 | Mar 12 | sec.gov |
| Stell Engineering, Inc. | Other Technology | Marina Del Rey | CA | $7,182,490 | $7,182,498 | 17 | Mar 13 | sec.gov |
| SCH Airport Road Investors LLC | Commercial | Charlotte | NC | $6,952,000 | $6,952,000 | 38 | Mar 15 | sec.gov |
| Inpleo, Inc. | Other Technology | Pittsburgh | PA | $6,941,000 | $9,666,000 | 41 | Mar 14 | sec.gov |
| Astra Space, Inc. | Other | Alameda | CA | $6,824,877 | $11,759,103 | 5 | Mar 11 | sec.gov |
| SEP Industrial Holdings I LLC (amended) | Commercial | Daphne | AL | $6,750,000 | $25,000,000 | 18 | Mar 13 | sec.gov |
| Brain Jar Games, Inc. (amended) | Other | San Francisco | CA | $6,699,988 | $6,699,988 | 16 | Mar 15 | sec.gov |
| Brain Jar Games, Inc. | Other | San Francisco | CA | $6,699,988 | $6,699,988 | 16 | Mar 15 | sec.gov |
| Diamond Kinetics, Inc. | Other Technology | Pittsburgh | PA | $6,694,178 | $6,694,178 | 6 | Mar 14 | sec.gov |
| NECTAR FOODS, INC. | Other | Portland | OR | $6,596,219 | $8,696,219 | 18 | Mar 11 | sec.gov |
| Opolis, Inc. (amended) | Other Technology | Denver | CO | $6,590,000 | $8,000,000 | 7 | Mar 12 | sec.gov |
| SUNGAGE HOLDINGS, INC. | Other | Boston | MA | $6,588,814 | $12,097,680 | 13 | Mar 12 | sec.gov |
| Gold Leaf Farming LP (amended) | Agriculture | Modesto | CA | $6,500,799 | Indefinite | 55 | Mar 15 | sec.gov |
| Bloodhound Tracking Device, Inc (amended) | Other Technology | Webster | TX | $6,500,000 | Indefinite | 1 | Mar 11 | sec.gov |
| Murphy's Naturals, Inc. | Other | Raleigh | NC | $6,499,984 | $8,000,000 | 5 | Mar 14 | sec.gov |
| DPEG IV Office, LP | Commercial | Stafford | TX | $6,400,000 | $6,400,000 | 27 | Mar 14 | sec.gov |
| FS Strickland & Saunders, LLC | Commercial | Draper | UT | $6,240,000 | $6,240,000 | 8 | Mar 12 | sec.gov |
| Portofino Partners LLC | Other Real Estate | Boston | MA | $6,000,000 | $6,000,000 | 4 | Mar 13 | sec.gov |
| FAM SFE Holdings LLC | Investing | Chicago | IL | $6,000,000 | $6,000,000 | 22 | Mar 12 | sec.gov |
| Second Venture, LLC | Commercial | Boston | MA | $6,000,000 | $6,000,000 | 21 | Mar 12 | sec.gov |
| Ashland SFE Holdings LLC | Investing | River Forest | IL | $6,000,000 | $6,000,000 | 20 | Mar 11 | sec.gov |
| LCM Harvest MXD C-Springs Prop 1, LLC | Other | Colorado Springs | CO | $5,900,000 | $6,000,000 | 35 | Mar 15 | sec.gov |
| Diamond Kinetics, Inc. | Other Technology | Pittsburgh | PA | $5,882,759 | $16,020,297 | 8 | Mar 11 | sec.gov |
| RCP Roaring Fork Land, LLC | Other Real Estate | Dallas | TX | $5,512,500 | $5,717,500 | 90 | Mar 11 | sec.gov |
| PINE KNOLL FUNDING L.P. | Other Real Estate | Woodmere | NY | $5,400,000 | $5,400,000 | 29 | Mar 15 | sec.gov |
| NexPoint Semiconductor Manufacturing DST (amended) | Other Real Estate | Dallas | TX | $5,373,754 | $136,944,633 | 21 | Mar 12 | sec.gov |
| Saturn Oil & Gas Inc. (amended) | Oil and Gas | Calgary | $5,320,093 | $5,320,093 | 5 | Mar 13 | sec.gov | |
| Sora Schools, Inc. | Other Technology | Atlanta | GA | $5,304,988 | $7,999,985 | 15 | Mar 15 | sec.gov |
| Bar Down Fund P1, LLC (amended) | Other | Jackson | WY | $5,200,000 | $50,000,000 | 72 | Mar 14 | sec.gov |
| Axiom-Village Woods, LLC | Residential | Kansas City | MO | $5,169,950 | $5,169,950 | 64 | Mar 11 | sec.gov |
| Homeware, LLC | Other Technology | Nashville | TN | $5,150,000 | $5,150,000 | 3 | Mar 15 | sec.gov |
| Rise Fund III, LLC (amended) | Residential | Scottsdale | AZ | $5,107,000 | $20,000,000 | 28 | Mar 14 | sec.gov |
| TF Okeana Partners, LLC | Other Real Estate | Boston | MA | $5,100,000 | $5,100,000 | 3 | Mar 13 | sec.gov |
| Plant Prefab, Inc. | Manufacturing | Arvin | CA | $5,040,782 | $15,000,000 | 19 | Mar 13 | sec.gov |
| Rapid Liquid Print Co. | Other Technology | Charlestown | MA | $5,000,000 | $5,000,000 | 3 | Mar 12 | sec.gov |
| Sky Care Holdings LLC | Airlines and Airports | Keller | TX | $5,000,000 | $5,000,000 | 7 | Mar 11 | sec.gov |
| TIFIN AG Inc. | Other Technology | Boulder | CO | $4,999,879 | $4,999,879 | 1 | Mar 13 | sec.gov |
| Plansight, Inc. | Other Technology | Lehi | UT | $4,989,590 | $5,300,000 | 12 | Mar 11 | sec.gov |
| PREDICATE BEVERAGE STRATEGIES II LLC | Other | Phoenix | AZ | $4,875,000 | $25,000,000 | 21 | Mar 11 | sec.gov |
| Hybernia Medical, LLC (amended) | Other Health Care | New Rochelle | NY | $4,797,289 | $5,500,000 | 18 | Mar 14 | sec.gov |
| Purpose Built Ventures Studio LLC | Other | New Haven | CT | $4,740,000 | $6,000,000 | 33 | Mar 15 | sec.gov |
| ROAM TECHNOLOGIES INC. | Commercial | Newport Beach | CA | $4,675,000 | $4,675,000 | 9 | Mar 15 | sec.gov |
| La Maison Ventures, LLC (amended) | Other Real Estate | Encino | CA | $4,650,000 | $4,650,000 | 11 | Mar 11 | sec.gov |
| 404 Manhattan Ave LLC | Residential | Jericho | NY | $4,600,000 | $4,600,000 | 20 | Mar 13 | sec.gov |
| GMT Exploration Co LLC (amended) | Oil and Gas | Denver | CO | $4,450,875 | $75,000,000 | 26 | Mar 13 | sec.gov |
| 4216 Des Moines, DST | Commercial | Los Angeles | CA | $4,441,345 | $9,500,000 | 18 | Mar 14 | sec.gov |
| Nest Healthcare, Inc. | Other Health Care | New Orleans | LA | $4,400,000 | $6,195,000 | 8 | Mar 11 | sec.gov |
| OnCall Health Corp | Other Health Care | Philadelphia | PA | $4,391,928 | $9,430,031 | 6 | Mar 14 | sec.gov |
| Pharmaceutics International, Inc. | Pharmaceuticals | Hunt Valley | MD | $4,249,989 | $4,249,989 | 6 | Mar 13 | sec.gov |
| Spotter, Inc. | Other | Culver City | CA | $4,109,000 | $4,109,000 | 1 | Mar 11 | sec.gov |
| Ostra Cybersecurity, Inc. (amended) | Other Technology | Minnetonka | MN | $4,100,000 | $4,100,000 | 6 | Mar 14 | sec.gov |
| DEBT FREE DOCTOR STR FUND 2, LLC | Commercial | Monroe | LA | $4,100,000 | $10,000,000 | 58 | Mar 12 | sec.gov |
| Glendale BTR DST | Other Real Estate | Oak Brook | IL | $4,066,671 | $72,121,822 | 6 | Mar 15 | sec.gov |
| Lytica Therapeutics, Inc. | Biotechnology | Cambridge | MA | $4,065,000 | Indefinite | 14 | Mar 12 | sec.gov |
| FormAssembly, Inc. (amended) | Other Technology | Bloomington | IN | $4,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| FormAssembly, Inc. | Other Technology | Bloomington | IN | $4,000,000 | $4,000,000 | 1 | Mar 14 | sec.gov |
| JLLX Townlake of Coppell, DST (amended) | Other Real Estate | Chicago | IL | $3,971,309 | $59,931,534 | 9 | Mar 12 | sec.gov |
| Atlas Obscura Inc. | Other Travel | Brooklyn | NY | $3,859,225 | $10,000,000 | 25 | Mar 13 | sec.gov |
| Old Well Labs, Inc. | Other | Charlotte | NC | $3,699,974 | $3,699,974 | 21 | Mar 14 | sec.gov |
| SPC Spring Pointe LLC | Residential | Lake Elmo | MN | $3,628,574 | $3,628,574 | 54 | Mar 15 | sec.gov |
| JLLX Taunton Distribution Center, DST (amended) | Other Real Estate | Chicago | IL | $3,610,437 | $59,931,534 | 9 | Mar 12 | sec.gov |
| DoctorNow, Inc. | Other Technology | Bellevue | WA | $3,585,831 | $4,085,825 | 16 | Mar 13 | sec.gov |
| FastLane Labs Inc. | Other Technology | Pasadena | CA | $3,447,150 | $3,517,500 | 32 | Mar 15 | sec.gov |
| M&H Select Service Hotel Fund LLC | Commercial | Johnstown | OH | $3,425,000 | $4,215,000 | 29 | Mar 13 | sec.gov |
| FORAY bioscience, Inc. | Biotechnology | Cambridge | MA | $3,413,246 | $3,913,246 | 10 | Mar 14 | sec.gov |
| Peregrine Health, Inc. | Other Health Care | Nashville | TN | $3,375,000 | $4,500,000 | 3 | Mar 11 | sec.gov |
| Magic Potion Games Inc. | Other Technology | South Pasadena | CA | $3,274,999 | $4,500,000 | 2 | Mar 13 | sec.gov |
| PROSENTRY, INC. | Other Technology | New York | NY | $3,224,999 | $3,224,999 | 68 | Mar 13 | sec.gov |
| Solenic Medical, Inc. | Biotechnology | College Station | TX | $3,200,000 | $4,000,000 | 17 | Mar 15 | sec.gov |
| Pathfinder Spirit Inc (amended) | Manufacturing | Seattle | WA | $3,143,476 | Indefinite | 6 | Mar 11 | sec.gov |
| COASTAL GROWTH FUND III, LLC (amended) | Other Real Estate | Winter Park | FL | $3,125,000 | $5,000,000 | 28 | Mar 14 | sec.gov |
| Aquila Chesney Holdings, LLC | Commercial | Pinehurst | NC | $3,100,000 | $3,100,000 | 0 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $3,060,001 | $3,060,001 | 4 | Mar 13 | sec.gov |
| KULIPA, INC. | Business Services | New York | NY | $3,040,000 | $3,040,000 | 20 | Mar 12 | sec.gov |
| Clearbrief, Inc. | Other | Seattle | WA | $2,987,311 | $4,000,000 | 4 | Mar 14 | sec.gov |
| RL Investment Group LLC | Investing | Aventura | FL | $2,840,000 | $2,840,000 | 17 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $2,800,001 | $2,800,001 | 9 | Mar 13 | sec.gov |
| LION COPPER & GOLD CORP. | Other | Yerington | NV | $2,793,634 | $4,223,682 | 4 | Mar 14 | sec.gov |
| Assuravest LLC | Residential | Sanford | NC | $2,751,500 | Indefinite | 12 | Mar 12 | sec.gov |
| Morada Crystal LLC | Commercial | Wayzata | MN | $2,750,000 | $2,750,000 | 31 | Mar 13 | sec.gov |
| GPS Azim, LLC (amended) | Other Health Care | Jonesboro | AR | $2,589,000 | $2,589,000 | 19 | Mar 14 | sec.gov |
| Green Street Parks Fund 1 LP | Commercial | Dallas | TX | $2,575,000 | $50,000,000 | 8 | Mar 14 | sec.gov |
| Cecelia Health Holdings, Inc. | Other Health Care | New York | NY | $2,565,186 | $4,000,000 | 21 | Mar 11 | sec.gov |
| La Caza Group Holdings Inc. (amended) | Other | Austin | TX | $2,500,000 | $4,500,000 | 14 | Mar 11 | sec.gov |
| Plant Prefab, Inc. | Manufacturing | Arvin | CA | $2,498,918 | $2,498,918 | 3 | Mar 13 | sec.gov |
| Honor Bancorp, Inc. (amended) | Commercial Banking | Honor | MI | $2,495,160 | Indefinite | 206 | Mar 13 | sec.gov |
| Uplinq, Inc. | Other Technology | Scottsdale | AZ | $2,469,999 | $2,469,999 | 11 | Mar 14 | sec.gov |
| Martin/Martin, Inc. (amended) | Other | Lakewood | CO | $2,361,271 | $4,845,862 | 104 | Mar 14 | sec.gov |
| Vesal Security, Inc. | Other Technology | Seattle | WA | $2,350,000 | $2,350,000 | 5 | Mar 15 | sec.gov |
| Orgenesis Inc. | Biotechnology | Germantown | MD | $2,340,903 | $2,340,903 | 46 | Mar 14 | sec.gov |
| PG Jackson Investors II, LLC (amended) | Other Real Estate | Atlanta | GA | $2,325,000 | $7,700,000 | 11 | Mar 15 | sec.gov |
| EV Dot Energy Ltd | Other Technology | London | $2,300,000 | $2,300,000 | 22 | Mar 13 | sec.gov | |
| Pagosa Talisman LLC | Other Real Estate | Boulder | CO | $2,278,500 | $2,278,500 | 39 | Mar 14 | sec.gov |
| GRI Buyer LLC | Business Services | New York | NY | $2,277,000 | $2,277,000 | 22 | Mar 12 | sec.gov |
| Green Harvest Capital Bearcat DNM, L.P. | Residential | Fairview Park | OH | $2,150,000 | $3,200,000 | 27 | Mar 12 | sec.gov |
| Osprey Silvermine NFT Fund LP (amended) | Other | Fairfield | CT | $2,128,000 | Indefinite | 37 | Mar 15 | sec.gov |
| Eli CoInvest LLC | Residential | Wilmette | IL | $2,125,000 | $8,000,000 | 0 | Mar 13 | sec.gov |
| FireFly Automatix, Inc. (amended) | Agriculture | Salt Lake City | UT | $2,073,479 | $3,500,000 | 51 | Mar 15 | sec.gov |
| Precision Products Acquisition II, LLC | Investing | Troy | MI | $2,025,692 | $2,500,000 | 14 | Mar 15 | sec.gov |
| TF Realty Partners - 322W, LLC | Other Real Estate | Boston | MA | $2,025,000 | $2,025,000 | 3 | Mar 13 | sec.gov |
| Olive Grove ALC LLC | Commercial | Mercer Island | WA | $2,000,000 | $2,000,000 | 18 | Mar 14 | sec.gov |
| Better Cooking Co. | Other | Oakland | CA | $2,000,000 | $8,000,000 | 2 | Mar 12 | sec.gov |
| Dryland Genetics, Inc. | Other | Ames | IA | $2,000,000 | $2,000,000 | 1 | Mar 11 | sec.gov |
| Idaho Copper Corp (amended) | Other | Boise | ID | $1,968,200 | $2,000,000 | 27 | Mar 11 | sec.gov |
| Gaingels Figure LLC | Other | Burlington | VT | $1,817,015 | $1,817,015 | 38 | Mar 12 | sec.gov |
| Coherence Technologies Inc. | Other Technology | New York | NY | $1,812,400 | $2,270,000 | 5 | Mar 15 | sec.gov |
| Cooney HoldCo LLC | Other | Downers Grove | IL | $1,802,000 | $1,802,000 | 16 | Mar 12 | sec.gov |
| 40grid, Inc. (amended) | Other Technology | Yarmouth Port | MA | $1,765,000 | $2,500,000 | 13 | Mar 11 | sec.gov |
| 244 GOLD FUNDING L.P. | Other Real Estate | Woodmere | NY | $1,700,000 | $1,700,000 | 9 | Mar 15 | sec.gov |
| HIG Holdings, LLC | Insurance | Fort Worth | TX | $1,700,000 | $1,700,000 | 2 | Mar 13 | sec.gov |
| Mineral Forecast Holdings Ltd | Other Technology | Grand Cayman | $1,699,999 | $3,000,000 | 3 | Mar 11 | sec.gov | |
| AEI NET LEASE PORTFOLIO 23 DST (amended) | Commercial | St. Paul | MN | $1,656,365 | $25,100,000 | 4 | Mar 14 | sec.gov |
| Allstora, Inc. | Retailing | Santa Monica | CA | $1,650,000 | $2,500,000 | 6 | Mar 15 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $1,555,001 | $1,555,001 | 17 | Mar 13 | sec.gov |
| Eckard TX Holdings, LLC | Oil and Gas | Allen | TX | $1,551,163 | Indefinite | 23 | Mar 11 | sec.gov |
| Immunophotonics, Inc. | Pharmaceuticals | St. Louis | MO | $1,516,746 | $4,000,000 | 17 | Mar 15 | sec.gov |
| Toy Chest LLC | Business Services | Palm Beach Gardens | FL | $1,500,000 | $1,500,000 | 5 | Mar 13 | sec.gov |
| SONGBIRD, INC. | Other Technology | Brooklyn | NY | $1,500,000 | $2,500,000 | 2 | Mar 13 | sec.gov |
| New Venture Studio, LLC | Other | Beverly Hills | CA | $1,500,000 | $1,500,000 | 1 | Mar 11 | sec.gov |
| New Production Company, LLC | Other | Beverly Hills | CA | $1,500,000 | $1,500,000 | 1 | Mar 11 | sec.gov |
| 360 Holdings I Corp. (amended) | Manufacturing | New York | NY | $1,491,674 | Indefinite | 45 | Mar 14 | sec.gov |
| Ann Uccello Apartments, LLC | Other Real Estate | Stamford | CT | $1,475,000 | $1,475,000 | 14 | Mar 14 | sec.gov |
| V1 Ascending - Spring Pointe, LLC | Residential | Debary | FL | $1,433,500 | $1,433,500 | 28 | Mar 14 | sec.gov |
| JVM Realty Apartment Fund 10, LP (amended) | Other Real Estate | Oak Brook | IL | $1,350,000 | $250,000,000 | 6 | Mar 15 | sec.gov |
| Peoples Choice Storage Wichita 4, LLC | Commercial | Altamonte Springs | FL | $1,340,000 | $1,500,000 | 17 | Mar 11 | sec.gov |
| PiroGon, Inc. (amended) | Biotechnology | North Haven | CT | $1,335,000 | $1,335,000 | 25 | Mar 12 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,308,500 | $3,500,000 | 17 | Mar 14 | sec.gov |
| FinTron, Inc. (amended) | Other Technology | Stamford | CT | $1,308,500 | $3,500,000 | 17 | Mar 14 | sec.gov |
| Amos Power, Inc. (amended) | Other Technology | Cedar Falls | IA | $1,300,000 | $1,500,000 | 6 | Mar 15 | sec.gov |
| BitFlow Labs Inc. | Other Technology | Miami | FL | $1,300,000 | $3,800,000 | 28 | Mar 14 | sec.gov |
| Limbik Inc | Other Technology | Ashburn | VA | $1,265,000 | $1,800,000 | 16 | Mar 13 | sec.gov |
| Intuitive Virsec LLC | Investing | White Plains | NY | $1,256,942 | $20,000,000 | 38 | Mar 14 | sec.gov |
| 68 Southbridge, LLC | Residential | Watertown | MA | $1,250,000 | $1,250,000 | 20 | Mar 14 | sec.gov |
| VIQ Solutions Inc. | Other Technology | Mississauga | $1,197,144 | $1,197,144 | 8 | Mar 13 | sec.gov | |
| Workbar, LLC | Other Real Estate | Boston | MA | $1,196,726 | $1,196,726 | 6 | Mar 15 | sec.gov |
| Squire Hill Apartments LLC | Other Real Estate | Camden | NJ | $1,165,000 | $15,025,000 | 16 | Mar 12 | sec.gov |
| Gi Property 74 LLC | Other Real Estate | Beverly Hills | CA | $1,163,250 | $1,163,250 | 27 | Mar 11 | sec.gov |
| DIVACS, Inc. | Other Technology | Newark | DE | $1,155,000 | $1,320,000 | 17 | Mar 12 | sec.gov |
| SafeGuard Surgical, Inc. | Other | Tampa | FL | $1,105,000 | $4,000,000 | 2 | Mar 12 | sec.gov |
| Warbird Protection Group, Inc. | Manufacturing | Traverse City | MI | $1,100,000 | $1,250,000 | 7 | Mar 15 | sec.gov |
| Abundant Enterprises at Rise Spring Pointe LLC | Residential | Broken Arrow | OK | $1,090,000 | $1,090,000 | 21 | Mar 15 | sec.gov |
| Spring Cypress Flex Investors LP | Commercial | Missouri City | TX | $1,089,000 | $2,887,500 | 18 | Mar 13 | sec.gov |
| REACTIVE TECHNOLOGIES Ltd | Other Energy | Oxford | $1,087,068 | $1,087,068 | 1 | Mar 11 | sec.gov | |
| Hundred Block LLC | Restaurants | Chapel Hill | NC | $1,050,000 | $1,050,000 | 14 | Mar 15 | sec.gov |
| Distinct Dermatology Inc. | Other Technology | Parsippany | NJ | $1,025,000 | $1,800,000 | 6 | Mar 11 | sec.gov |
| ShortTok, Inc. | Other Technology | New York | NY | $1,010,000 | $2,500,000 | 9 | Mar 12 | sec.gov |
| Caulipuffs, Inc. | Other Technology | Salinas | CA | $1,005,000 | $1,005,000 | 14 | Mar 13 | sec.gov |
| Gi Property 80 LLC | Other Real Estate | Beverly Hills | CA | $1,000,860 | $1,000,860 | 30 | Mar 11 | sec.gov |
| OVC Fund 4 LLC | Residential | Lake Oswego | OR | $1,000,000 | $1,000,000 | 6 | Mar 15 | sec.gov |
| Tortuga Technologies LLC | Other Real Estate | Boston | MA | $1,000,000 | $1,000,000 | 2 | Mar 13 | sec.gov |
| Aqua Vitea LLC | Manufacturing | Middlebury | VT | $1,000,000 | $2,000,000 | 4 | Mar 13 | sec.gov |
| AgEagle Aerial Systems Inc. | Other Technology | Wichita | KS | $1,000,000 | $1,000,000 | 8 | Mar 13 | sec.gov |
| Beachy Co. | Other Technology | Miramar Beach | FL | $1,000,000 | $1,615,000 | 19 | Mar 11 | sec.gov |
| SKJD Spring Pointe LLC | Residential | Plano | TX | $995,000 | $1,500,000 | 19 | Mar 15 | sec.gov |
| BLOCKYROCKS, LLC | Investing | Bozeman | MT | $995,000 | $4,000,000 | 16 | Mar 12 | sec.gov |
| Medinvest 1 LLC | Investing | Plano | TX | $925,000 | $2,500,000 | 15 | Mar 12 | sec.gov |
| Drop Zone Canopy Company, LLC | Manufacturing | Brevard | NC | $925,000 | $1,750,000 | 12 | Mar 12 | sec.gov |
| SMART BARREL, INC. (amended) | Other Technology | Miami Beach | FL | $900,000 | $900,000 | 5 | Mar 12 | sec.gov |
| TechMileage Software Solutions, LLC (amended) | Other Technology | Scottsdale | AZ | $855,000 | $1,100,000 | 12 | Mar 12 | sec.gov |
| Torres Patagonia Conservation Reserve LLC | Other | Fort Lauderdale | FL | $850,000 | Indefinite | 1 | Mar 12 | sec.gov |
| PurCell Bio, Inc (amended) | Biotechnology | Bozeman | MT | $841,000 | $1,300,000 | 25 | Mar 12 | sec.gov |
| MRC Aurora LLC (amended) | Construction | Orinda | CA | $805,000 | $10,000,000 | 1 | Mar 14 | sec.gov |
| Electrum Discovery Corp. | Other | Vancouver | $800,051 | $1,399,742 | 26 | Mar 15 | sec.gov | |
| POCKETBOOK, INC. (amended) | Other Technology | Atlanta | GA | $724,872 | $750,000 | 8 | Mar 14 | sec.gov |
| Light Wave Holding Company, LLC | Other Health Care | New York | NY | $713,533 | $713,533 | 16 | Mar 14 | sec.gov |
| Biotic Brands SPC (amended) | Manufacturing | Petaluma | CA | $700,000 | Indefinite | 7 | Mar 11 | sec.gov |
| goHere LLC | Other Technology | Inlet Beach | FL | $650,000 | $5,000,000 | 3 | Mar 13 | sec.gov |
| TNGO Group Holdings, Inc. | Other Technology | Coppell | TX | $625,187 | $625,187 | 1 | Mar 13 | sec.gov |
| Emergent Strategic Partner Investment Vehicle, LLC | Investing | Beverly Hills | CA | $625,001 | $625,001 | 10 | Mar 13 | sec.gov |
| Commercium Financial, Inc. (amended) | Other Banking and Financial Services | Cheyenne | WY | $616,000 | $3,755,000 | 9 | Mar 12 | sec.gov |
| Milford Village Flats, LLC | Residential | Brighton | MI | $600,000 | $650,000 | 13 | Mar 15 | sec.gov |
| Mosaic Distributors, LLC (amended) | Retailing | Camarillo | CA | $600,000 | $1,000,000 | 1 | Mar 14 | sec.gov |
| Blue Horizon Capital LLC | Other | Weddington | NC | $600,000 | $600,000 | 4 | Mar 13 | sec.gov |
| Pinata Rent, Inc. | Other Technology | New York | NY | $600,000 | $2,000,000 | 4 | Mar 11 | sec.gov |
| Dumpling Daughter, Inc. | Restaurants | Weston | MA | $600,000 | $5,000,000 | 2 | Mar 11 | sec.gov |
| 310 W Girard Holdings LLC (amended) | Other Real Estate | Villanova | PA | $580,000 | $7,000,000 | 4 | Mar 12 | sec.gov |
| GameDriver, Inc. | Other | Martinez | CA | $577,504 | $1,500,000 | 2 | Mar 11 | sec.gov |
| WHC Red Hills Apartments, LLC | Other | Austin | TX | $550,000 | $550,000 | 6 | Mar 15 | sec.gov |
| EB Pro Fund 6, LLC | Commercial | Cheyenne | WY | $550,000 | $10,000,000 | 5 | Mar 15 | sec.gov |
| Emergent Saturn SPV, LLC | Investing | Beverly Hills | CA | $550,000 | $550,000 | 22 | Mar 13 | sec.gov |
| Razor Medical Instruments, Inc. (amended) | Other Health Care | Warsaw | IN | $550,000 | $1,500,000 | 4 | Mar 12 | sec.gov |
| White Dog Trading & Storage, LLC | Other | Lexington | KY | $542,500 | $542,500 | 7 | Mar 15 | sec.gov |
| Ashgrove MHC LLC | Commercial | Garden City | ID | $540,000 | $2,000,000 | 11 | Mar 11 | sec.gov |
| Expert Medical Navigation, Inc. | Other Technology | Tiverton | MA | $532,725 | $2,000,000 | 32 | Mar 12 | sec.gov |
| Deerfield MHC LLC | Commercial | Charlotte | NC | $532,000 | $635,000 | 5 | Mar 15 | sec.gov |
| NexPoint Life Sciences III DST (amended) | Other Real Estate | Dallas | TX | $517,406 | $30,661,253 | 4 | Mar 12 | sec.gov |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $510,058 | Indefinite | 2 | Mar 11 | sec.gov |
| BSC HPM Resi I Invest, Inc. | Commercial | Coral Gables | FL | $500,000 | Indefinite | 1 | Mar 14 | sec.gov |
| BSC HPM Resi II Invest, Inc. | Commercial | Coral Gables | FL | $500,000 | Indefinite | 1 | Mar 14 | sec.gov |
| CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC. | Other Technology | Hiram | GA | $500,000 | $500,000 | 1 | Mar 12 | sec.gov |
| DepYmed Inc. | Pharmaceuticals | Farmingdale | NY | $500,000 | $500,000 | 2 | Mar 12 | sec.gov |
| Crossroads Solar Enterprises, Inc. | Other | South Bend | IN | $499,500 | $2,500,000 | 3 | Mar 13 | sec.gov |
| HeroWear Holdings, LLC | Retailing | Nashville | TN | $485,000 | $3,000,000 | 5 | Mar 12 | sec.gov |
| Northfield Search Partners LLC | Other | Montreal | $440,000 | $440,000 | 17 | Mar 11 | sec.gov | |
| Kootenay Silver Inc. | Other | Vancouver | $436,629 | $756,823 | 5 | Mar 13 | sec.gov | |
| Dolores Mountain Property LLC | Commercial | Durango | CO | $400,000 | $400,000 | 7 | Mar 14 | sec.gov |
| City Lake MHP LLC | Investing | Incline Village | NV | $390,000 | $390,000 | 10 | Mar 12 | sec.gov |
| COMPARENT INC. (amended) | Other Technology | Lutherville | MD | $375,000 | $750,000 | 4 | Mar 12 | sec.gov |
| LE Traffic Signal, LLC | Other | Orchard Park | NY | $365,000 | $365,000 | 8 | Mar 14 | sec.gov |
| STR The Right Way 1, LLC | Commercial | Keller | TX | $350,000 | $5,000,000 | 4 | Mar 12 | sec.gov |
| M2 Communities Investment, LLC | Other Banking and Financial Services | Greenwood Village | CO | $350,000 | $24,000,000 | 1 | Mar 12 | sec.gov |
| Network VC Syndicate Fund LLC Instreamatic 2 | Investing | Wilmington | DE | $340,741 | $340,741 | 18 | Mar 15 | sec.gov |
| EQUITY DENTAL LLC | Other | Redmond | OR | $336,000 | $3,320,000 | 11 | Mar 12 | sec.gov |
| Vertical Malt, LLC (amended) | Agriculture | Fisher | MN | $330,000 | $2,000,000 | 6 | Mar 13 | sec.gov |
| MVG Rise Spring Pointe Fund LLC | Residential | Phoenix | AZ | $305,248 | $500,000 | 7 | Mar 15 | sec.gov |
| Kelsi's Kitchen LLC | Other | Idaho Falls | ID | $305,000 | $450,000 | 5 | Mar 12 | sec.gov |
| APC Homes II, LLC | Residential | Oklahoma City | OK | $300,000 | $5,000,000 | 3 | Mar 15 | sec.gov |
| SetaTech USA, Inc. | Other | Homestead | FL | $300,000 | $1,800,000 | 1 | Mar 13 | sec.gov |
| Gregory Lane MHP LLC | Investing | Incline Village | NV | $300,000 | $300,000 | 9 | Mar 11 | sec.gov |
| Golden Independence Mining Corp. (amended) | Other | Vancouver | $293,859 | $2,893,166 | 1 | Mar 13 | sec.gov | |
| ADIAL PHARMACEUTICALS, INC. | Pharmaceuticals | Glen Allen | VA | $287,500 | $287,500 | 1 | Mar 14 | sec.gov |
| Developer Capital Inc. | Other | Toronto | $269,095 | $269,095 | 3 | Mar 13 | sec.gov | |
| BuildCasa T Street LLC | Other Real Estate | Oakland | CA | $261,411 | $261,411 | 8 | Mar 15 | sec.gov |
| Network VC Syndicate Fund LLC Series Spin | Investing | Wilmington | DE | $260,000 | $260,000 | 10 | Mar 15 | sec.gov |
| CYBERMANOR, INC. | Other Technology | Los Gatos | CA | $250,000 | $250,000 | 1 | Mar 15 | sec.gov |
| Printed Farms, LLC | Manufacturing | Wellington | FL | $250,000 | $250,000 | 1 | Mar 15 | sec.gov |
| Network VC Syndicate Fund LLC Prive | Investing | Wilmington | DE | $250,000 | $250,000 | 12 | Mar 15 | sec.gov |
| 639 LLC | Other | Claymont | DE | $250,000 | $26,000,000 | 1 | Mar 15 | sec.gov |
| Buchanan Mortgage Holdings, LLC | REITS and Finance | Newport Beach | CA | $250,000 | Indefinite | 1 | Mar 14 | sec.gov |
| LONGBOAT BUTTONWOOD DRIVE LLC | Construction | Lakewood Ranch | FL | $250,000 | $250,000 | 1 | Mar 13 | sec.gov |
| HUBBELL REALTY Co (amended) | Commercial | West Des Moines | IA | $250,000 | $10,000,000 | 1 | Mar 13 | sec.gov |
| 2806 Manor Holdings, LLC | Other | Austin | TX | $247,000 | Indefinite | 7 | Mar 14 | sec.gov |
| NewSight Reality, Inc. | Other Technology | Ponte Verde | FL | $225,000 | $250,000 | 9 | Mar 14 | sec.gov |
| Network VC Syndicate Fund LLC Series Muncher | Investing | Wilmington | DE | $218,000 | $218,000 | 12 | Mar 15 | sec.gov |
| Sided, Inc. | Other Technology | San Diego | CA | $217,000 | $1,000,000 | 3 | Mar 11 | sec.gov |
| BetterUP, Inc. | Other Technology | Austin | TX | $214,699 | $214,699 | 29 | Mar 14 | sec.gov |
| CNote Group, Inc. | Other Banking and Financial Services | Oakland | CA | $212,545 | Indefinite | 2 | Mar 11 | sec.gov |
| Network VC Syndicate Fund LLC Series Vyng | Investing | Wilmington | DE | $206,000 | $206,000 | 13 | Mar 15 | sec.gov |
| 9017 13TH AVE NW LLC | Residential | Seattle | WA | $200,000 | $800,080 | 2 | Mar 15 | sec.gov |
| Harvest Invest-071 LLC A Series of Harvest Invest LLC | Investing | Fort Worth | TX | $200,000 | $20,000,000 | 3 | Mar 12 | sec.gov |
| Spiro Medical Inc. (amended) | Other Health Care | Belleair Bluffs | FL | $200,000 | $500,000 | 1 | Mar 12 | sec.gov |
| Rep Labs, LLC | Other | Springville | UT | $200,000 | $200,000 | 1 | Mar 11 | sec.gov |
| Parasomnia Movie, LLC | Other | Panama City | FL | $186,000 | $300,000 | 4 | Mar 12 | sec.gov |
| Emergent Smartrr SPV, LLC | Investing | Las Vegas | NV | $177,500 | $177,500 | 4 | Mar 13 | sec.gov |
| Tap Systems Inc. | Other Technology | Pasadena | CA | $175,000 | $2,000,000 | 3 | Mar 15 | sec.gov |
| MOVA Technologies, Inc. | Other Technology | Blacksburg | VA | $175,000 | $1,500,000 | 3 | Mar 14 | sec.gov |
| Canadian Energy Metals Corp. | Other | Calgary | $175,000 | $175,000 | 3 | Mar 11 | sec.gov | |
| Linqto Liquidshares LLC | Other Banking and Financial Services | San Jose | CA | $155,132 | Indefinite | 8 | Mar 15 | sec.gov |
| WI Spring Pointe LLC | Residential | Los Angeles | CA | $150,000 | $150,000 | 3 | Mar 15 | sec.gov |
| VERINETICS, INC. | Other Technology | Research Triangle Park | NC | $150,000 | $750,000 | 2 | Mar 15 | sec.gov |
| BioStream Technologies, LLC | Other Technology | West Chester | PA | $150,000 | $150,000 | 1 | Mar 11 | sec.gov |
| DSGNPerks Inc (amended) | Manufacturing | Brooklyn | NY | $137,500 | $499,000 | 8 | Mar 13 | sec.gov |
| RE-Sure, Inc. | Other Technology | Greenwood Village | CO | $132,500 | $1,670,000 | 8 | Mar 14 | sec.gov |
| APMD Lennox REIT LLC | REITS and Finance | Houston | TX | $125,000 | $125,000 | 125 | Mar 12 | sec.gov |
| Iambic Inc. | Other Technology | New York | NY | $120,000 | $120,000 | 1 | Mar 11 | sec.gov |
| PERSOWN Connect, Inc. | Other Health Care | Jacksonville | FL | $110,000 | $500,000 | 1 | Mar 13 | sec.gov |
| OHNO EQUIPMENT COMPANY, INC. | Other | Seattle | WA | $100,000 | $1,000,000 | 17 | Mar 15 | sec.gov |
| Protoqual Learning Systems, LLC | Other Technology | Reno | NV | $100,000 | $100,000 | 1 | Mar 15 | sec.gov |
| UPI Study Inc. | Other Technology | Providence | RI | $100,000 | $100,000 | 1 | Mar 14 | sec.gov |
| Pioneer School Flats, LLC (amended) | Residential | Columbus | OH | $100,000 | $800,000 | 1 | Mar 13 | sec.gov |
| Gold Bull Resources Corp. | Other | Vancouver | $95,034 | $235,825 | 5 | Mar 15 | sec.gov | |
| Canyon MHP LLC | Investing | Incline Village | NV | $90,000 | $90,000 | 3 | Mar 11 | sec.gov |
| Live Circle Inc. (amended) | Other Health Care | Ridgewood | NJ | $85,000 | $500,000 | 2 | Mar 14 | sec.gov |
| Blue Sky Robotics, Inc. (amended) | Other Technology | Durham | NC | $75,000 | $300,000 | 2 | Mar 15 | sec.gov |
| Tessake, Inc. | Retailing | Winter Park | FL | $75,000 | $5,000,000 | 1 | Mar 14 | sec.gov |
| TurboDocx, Inc. | Other Technology | Jupiter | FL | $75,000 | Indefinite | 5 | Mar 12 | sec.gov |
| 1460705 BC Ltd. | Other | Vancouver | $74,427 | $223,281 | 1 | Mar 15 | sec.gov | |
| Datality, Inc. | Other Technology | Portsmouth | NH | $70,000 | $300,000 | 2 | Mar 14 | sec.gov |
| CNG 2024 VEHICLES I, LLC | Energy Conservation | Oklahoma City | OK | $60,000 | $5,000,000 | 2 | Mar 14 | sec.gov |
| Simply Global Inc. | Other Technology | Lewes | DE | $52,000 | $110,000 | 4 | Mar 12 | sec.gov |
| HUB Healthcare INC | Other Health Care | Raleigh | NC | $50,000 | $1,000,000 | 0 | Mar 15 | sec.gov |
| Dingle's LLC | Restaurants | San Francisco | CA | $50,000 | $900,000 | 1 | Mar 15 | sec.gov |
| Drug Hunter, Inc. | Other | Happy Valley | OR | $50,000 | $2,000,000 | 1 | Mar 15 | sec.gov |
| CONCEPTION HOLDINGS, INC. | Other | Sacramento | CA | $50,000 | $5,000,000 | 1 | Mar 15 | sec.gov |
| MarketCipher Partners, LLC | Investing | Ponte Vedra Beach | FL | $50,000 | Indefinite | 1 | Mar 15 | sec.gov |
| NexTide Media Corp | Business Services | Newark | DE | $50,000 | Indefinite | 2 | Mar 14 | sec.gov |
| DARK CARZ TECHNOLOGIES CORP (amended) | Other Technology | New Castle | DE | $50,000 | Indefinite | 1 | Mar 14 | sec.gov |
| Magic AI, Inc. | Other | San Francisco | CA | $50,000 | $50,000 | 1 | Mar 13 | sec.gov |
| One Hearth, Inc. | Other Technology | Dover | DE | $50,000 | $1,500,000 | 1 | Mar 12 | sec.gov |
| ViNIL, LLC | Other Technology | Nashville | TN | $50,000 | Indefinite | 2 | Mar 12 | sec.gov |
| CREW CAMPUS, INC. | REITS and Finance | Aliso Viejo | CA | $50,000 | Indefinite | 1 | Mar 12 | sec.gov |
| SharpeMachine, LLC | Investing | Chicago | IL | $50,000 | $200,000 | 0 | Mar 11 | sec.gov |
| Loan Atlas Inc. | Business Services | Thousand Oaks | CA | $45,000 | Indefinite | 14 | Mar 12 | sec.gov |
| Prologue Digital, Inc. | Other Technology | Wilmington | DE | $30,000 | $1,255,000 | 1 | Mar 15 | sec.gov |
| 636 Productions LLC | Other | Providence | RI | $30,000 | $3,000,000 | 1 | Mar 14 | sec.gov |
| Apriqot, Inc. | Other Technology | Scarborough | ME | $30,000 | $500,000 | 1 | Mar 11 | sec.gov |
| RiskAdvisor, Inc. | Business Services | Lexington | SC | $25,000 | $1,000,000 | 1 | Mar 12 | sec.gov |
| LARRY BOY MOVIE, LLC | Other | Leesburg | FL | $20,000 | $30,000,000 | 1 | Mar 13 | sec.gov |
| 360 Sierra, Inc. | Other | Bend | OR | $20,000 | $200,000 | 1 | Mar 13 | sec.gov |
| TCI Acquisition Company, Inc. | Other Technology | Plantation | FL | $20,000 | $15,000,000 | 1 | Mar 12 | sec.gov |
| Nava AI, Inc. | Other Technology | Leander | TX | $10,000 | $10,000 | 1 | Mar 12 | sec.gov |
| Intelerad Holdings ULC (amended) | Other | Vancouver | $1,620 | $1,620 | 14 | Mar 13 | sec.gov | |
| CROWDFUNZ 844 LLC | Other Real Estate | New York | NY | $0 | $4,000,000 | 0 | Mar 15 | sec.gov |
| Coinesis, Inc. | Other | Gatineau | $0 | Indefinite | 35 | Mar 15 | sec.gov | |
| 1616 44th Street Lubbock TX LLC | Commercial | Sparks | NV | $0 | $150,000 | 0 | Mar 15 | sec.gov |
| Impact Lending Fund LLC | Other | Peoria | AZ | $0 | $10,000,000 | 0 | Mar 15 | sec.gov |
| Condotti Capital I, LLC | Commercial | Austin | TX | $0 | $25,000,000 | 0 | Mar 15 | sec.gov |
| Condotti Capital OZ I, LLC | Commercial | Austin | TX | $0 | $25,000,000 | 0 | Mar 15 | sec.gov |
| GRE FLEX FUND I, LLC | Other | Wake Forest | NC | $0 | Indefinite | 0 | Mar 15 | sec.gov |
| Osheru, Inc. | Other Health Care | Bend | OR | $0 | $5,000,000 | 0 | Mar 15 | sec.gov |
| ENCLAVE HOSPITALITY LLC | Other Real Estate | Westbury | NY | $0 | $15,000,000 | 0 | Mar 15 | sec.gov |
| Woodhaven, Concerto No.1, LP | Other Real Estate | Fort Worth | TX | $0 | $8,350,000 | 0 | Mar 15 | sec.gov |
| KINGDOM RESOURCES INC | Oil and Gas | Frisco | TX | $0 | $250,000 | 0 | Mar 15 | sec.gov |
| BIG TOP MUSIC Ltd LIABILITY Co | Other | New York | NY | $0 | $350,000 | 0 | Mar 14 | sec.gov |
| Skyway 41, LLC | Other Real Estate | Lakewood Ranch | FL | $0 | $17,500,000 | 0 | Mar 14 | sec.gov |
| DNC FUND LLC | Commercial | Dover | DE | $0 | $15,000,000 | 0 | Mar 14 | sec.gov |
| Gatsby Broadway LLC | Other | New York | NY | $0 | $25,000,000 | 0 | Mar 14 | sec.gov |
| JINGCAOYUAN HOLDINGS INC | Agriculture | Denver | CO | $0 | $100,000,000 | 0 | Mar 14 | sec.gov |
| Shopoff DHS Industrial Development Fund, LLC | Other Real Estate | Irvine | CA | $0 | $30,000,000 | 0 | Mar 14 | sec.gov |
| Lightning Z TopCo, Inc. | Manufacturing | New York | NY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| StartMyLease Music Publishing, Inc. | Other | Casper | WY | $0 | Indefinite | 0 | Mar 14 | sec.gov |
| ExchangeRight Tax-Efficient Growth & Income Fund, LLC | Commercial | Pasadena | CA | $0 | $150,000,000 | 0 | Mar 14 | sec.gov |
| 1788 SSP Holdings, LP | Commercial | Bethesda | MD | $0 | $4,650,000 | 0 | Mar 14 | sec.gov |
| NCD Fund II, LLC | Other Real Estate | Indianapolis | IN | $0 | $25,000,000 | 0 | Mar 14 | sec.gov |
| Bethel Community Healing Center LLC (amended) | Other | Sacramento | CA | $0 | $24,000,000 | 0 | Mar 14 | sec.gov |
| Nestimate, Inc. | Other Technology | Lincoln | NE | $0 | $1,000,000 | 0 | Mar 14 | sec.gov |
| HOMAGE HOLDINGS, INC. | Retailing | Columbus | OH | $0 | $8,000,000 | 0 | Mar 14 | sec.gov |
| EPIC RE VENTURES LLC | Other Real Estate | Flower Mound | TX | $0 | $42,500,000 | 0 | Mar 14 | sec.gov |
| RM LSC Aspire, LLC | Commercial | New York | NY | $0 | $2,000,000 | 0 | Mar 13 | sec.gov |
| DE NARVAEZ LONGBOAT KEY, LLC | Residential | Lakewood Ranch | FL | $0 | $429,139 | 0 | Mar 13 | sec.gov |
| Auctionplus technologies Ltd | Other | Ajeltake Island | $0 | Indefinite | 0 | Mar 13 | sec.gov | |
| MPC FED CI ENERGY FUND V, LLC | Other Real Estate | Atlanta | GA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Envest Corp. | Other Energy | Toronto | $0 | $15,000,000 | 0 | Mar 13 | sec.gov | |
| 9606 - Acies RV Fund III LP | Other Real Estate | Miami | FL | $0 | $5,000,000 | 0 | Mar 13 | sec.gov |
| Blue Flag Distillery, LLC | Manufacturing | Fort Worth | TX | $0 | $2,500,000 | 0 | Mar 13 | sec.gov |
| BSC SHEA PARK LLC | Other Health Care | Phoenix | AZ | $0 | $1,568,000 | 0 | Mar 13 | sec.gov |
| Wasabi Goop Ltd Liability Co | Other | New York | NY | $0 | $250,000 | 0 | Mar 13 | sec.gov |
| SPC Flex Fund LLC | Other | Lake Elmo | MN | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| ECW Flex Fund LLC | Other | Meridian | ID | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Killeen 803 Central Expressway LLC | Residential | Lehi | UT | $0 | $6,000,000 | 0 | Mar 13 | sec.gov |
| Genesis Tech Fund II LLC | Other Technology | Prosper | TX | $0 | $21,500,000 | 0 | Mar 13 | sec.gov |
| Typewriter Topco LP | Other | Hamilton | $0 | Indefinite | 0 | Mar 13 | sec.gov | |
| Equity In Knowledge LLC (amended) | Investing | Seattle | WA | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| International Power Group, Ltd. / DE (amended) | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| International Power Group, Ltd. / DE | Other Technology | New York | NY | $0 | $10,000,000 | 0 | Mar 13 | sec.gov |
| C3 Rules Inc. | Other Banking and Financial Services | New York | NY | $0 | Indefinite | 0 | Mar 13 | sec.gov |
| Fear 3 Film LLC | Other | Los Angeles | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Exp Eq-Arc-The Preston 1 LLC | Commercial | Woodstock | GA | $0 | $1,032,000 | 0 | Mar 12 | sec.gov |
| CES PROPERTIES FUND XXXIX (RUBY LOAN) LLC | Other Real Estate | Bellevue | WA | $0 | $2,750,000 | 0 | Mar 12 | sec.gov |
| GR8 Outdoors Inc | Other | Bainbridge Island | WA | $0 | $1,000,000 | 0 | Mar 12 | sec.gov |
| AAA Lend LLC | REITS and Finance | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Evergreen Cortland LLC | Commercial | Union City | CA | $0 | $517,000 | 0 | Mar 12 | sec.gov |
| Oakley Capital- LSC-Cortland Copperleaf-2 LLC | Commercial | Birmingham | AL | $0 | $1,017,000 | 0 | Mar 12 | sec.gov |
| DCP DIVERSIFIED FUND LLC (amended) | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Mar 12 | sec.gov |
| DCP DIVERSIFIED FUND LLC | Commercial | Dover | DE | $0 | $10,000,000 | 0 | Mar 12 | sec.gov |
| RITESTAY CAPITAL LLC | Other Real Estate | Normal | IL | $0 | $20,000,000 | 0 | Mar 12 | sec.gov |
| GC Three Holdings LLC | Other | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| GC Three Holdings LLC | Other | San Francisco | CA | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| InCommercial Motor Fuel Fund II LP (amended) | Commercial | Chicago | IL | $0 | $100,000,000 | 0 | Mar 12 | sec.gov |
| Inspire Capital Partners, LP (amended) | Other Banking and Financial Services | Las Vegas | NV | $0 | Indefinite | 0 | Mar 12 | sec.gov |
| Whitetail Ridge Elkhart Lake, LLC | Residential | Plymouth | WI | $0 | $6,500,000 | 0 | Mar 11 | sec.gov |
| Madison Melbourne Preferred Investors, LLC | Residential | Charlotte | NC | $0 | $15,342,070 | 0 | Mar 11 | sec.gov |
| RealSource Advisor Holdings LLC | Other | Salt Lake City | UT | $0 | Indefinite | 4 | Mar 11 | sec.gov |
| FL Club Holdings LLC | Other | Florham Park | NJ | $0 | Indefinite | 0 | Mar 11 | sec.gov |
| Sunset Capital Investments Fund LLC | Commercial | Honolulu, | HI | $0 | $5,000,000 | 0 | Mar 11 | sec.gov |
| Tempo Advantage Fund LLC | Other Real Estate | Winter Park | FL | $0 | $100,000,000 | 0 | Mar 11 | sec.gov |
| GATSBY DEVELOPMENT LTD LIABILITY CO | Other | New York | NY | $0 | $6,000,000 | 0 | Mar 11 | sec.gov |
| Investcorp Employee Co-Investment Program Incentive Limited Partnership | Other Banking and Financial Services | Grand Cayman | $0 | Indefinite | 0 | Mar 11 | sec.gov | |
| MHR Acquisitions, Inc. (amended) | Other Energy | New York | NY | $0 | $2,000,000 | 0 | Mar 11 | sec.gov |
Week of Mar 18 · Week of Mar 4 · All Form D filings
Read from SEC EDGAR. Amount sold is what the company reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.